3-S Financial Management

Reference number: 439768

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When 3-sfinancial.com first appeared online, and whether it can receive email
  • What kind of line 023 8022 2410 is
  • Who else gives the postcode SP7 8HB
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Other names (5)

If you were contacted under any of these names, it is this firm.

  • EZ ISA Trading name
  • Guided Financial Trading name
  • Taoi Trading name
  • Global Wealth Funds Former trading name
  • Guided Former trading name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

3-S Financial Management’s history from the FCA register and Companies House, newest first.

Key events (3) All events (14)

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2005

28 November 2005

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

In the full report: all 14 events

  • All 14 events in its history (3 shown here)
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Firms like 3-S Financial Management

Other firms of the same type (financial adviser), nearest first.

In Shaftesbury

Wessex Investment Management LimitedShaftesburyAuthorisedBloomfield & Associates LimitedShaftesburyAppointed representativePeter Harding Practice LtdShaftesburyAppointed representativeWessex Financial Planning LimitedShaftesburyAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on 3-S Financial Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 14 events in its history

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Frequently asked questions about this firm

Is 3-S Financial Management FCA authorised?
Yes, 3-S Financial Management (FRN 439768) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since November 2005 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is 3-S Financial Management’s phone number and website?
The FCA register lists the phone number 023 8022 2410 and the website 3-sfinancial.com for 3-S Financial Management. If you were given different contact details, use these to check with the firm before going any further.
Is 3-S Financial Management a scam or clone?
3-S Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with 3-S Financial Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about 3-S Financial Management to the Financial Ombudsman Service, free of charge.
Does 3-S Financial Management use any other names?
It trades as EZ ISA, Guided Financial and Taoi. It has previously used 2 other names: Global Wealth Funds and Guided.

Sources and links

The full report on 3-S Financial Management

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