Alan Dunn Financial Management Limited

Reference number: 995207

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Alan Dunn Financial Management Limited (FRN 995207) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Alan Dunn Financial Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Alan Dunn Financial Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When alandunnfinancialmanagement.co.uk first appeared online, and whether it can receive email
  • What kind of line 01224 202400 is, and the other firm that gives it
  • Who else gives the postcode DD2 1JS
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Alan Dunn Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
SC842366
Company status
Active
Company type
Private limited company
Incorporated
23 March 2025 (1 year old)
Registered office
277 Perth Road, Dundee, DD2 1JS, Scotland
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Alan Stephen Dunn Director Sep 1979 23 Mar 2025 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Key dates in its history

Alan Dunn Financial Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (7)

2025

3 July 2025

  • Changed its registered name from "Alan Dunn"

FCA register

23 March 2025

  • Incorporated at Companies House
  • Alan Stephen Dunn took control (75–100% of shares)

Companies House

2023

21 April 2023

  • Became an appointed representative

FCA register

In the full report: all 7 events

  • All 7 events in its history (4 shown here)
  • Every director appointment and resignation: 1
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Firms connected to Alan Dunn Financial Management

Other FCA-listed firms that share a director, phone number or address with Alan Dunn Financial Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its phone number
1

In the full report: the connected firm, named

  • How it is linked: the same phone number (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Alan Dunn Financial Management

Other firms of the same type (financial adviser), nearest first.

In Dundee

Alastair James WatsonDundeeAppointed representativeAndy Caterer Wealth Management LtdDundeeAppointed representativeDave Murray Wealth Management LtdDundeeAppointed representativeGlenaber LimitedDundeeAppointed representativeJP Maxwell Wealth Management LtdDundeeAppointed representativeScott Fyffe Wealth Management LtdDundeeAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Alan Dunn Financial Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 7 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Alan Dunn Financial Management Limited FCA authorised?
Alan Dunn Financial Management Limited (FRN 995207) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Alan Dunn Financial Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Alan Dunn Financial Management Limited (FRN 995207) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Alan Dunn Financial Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Alan Dunn Financial Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Alan Dunn Financial Management’s phone number and website?
The FCA register lists the phone number 01224 202400 and the website alandunnfinancialmanagement.co.uk for Alan Dunn Financial Management. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Alan Dunn Financial Management a scam or clone?
Alan Dunn Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Alan Dunn Financial Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Alan Dunn Financial Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Alan Dunn Financial Management?
Companies House lists one person with significant control of Alan Dunn Financial Management: Alan Stephen Dunn (75–100% of shares).
Who runs Alan Dunn Financial Management?
Companies House lists one director of Alan Dunn Financial Management: Alan Stephen Dunn.
How long has Alan Dunn Financial Management been in business?
The company was formed on 23 March 2025.
Does Alan Dunn Financial Management use any other names?
It has previously used the name Alan Dunn.

Sources and links

The full report on Alan Dunn Financial Management Limited

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