Alan Roderick Thomson Waugh

Reference number: 756253

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Authorised by the FCA

Alan Roderick Thomson Waugh is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    0141 889 1912

  • Address

    G/1, 9 West Street, Paisley, Renfrewshire, PA1 2UJ, Scotland

In the full report: 2 background checks

  • What kind of line 0141 889 1912 is
  • Who else gives the postcode PA1 2UJ
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Agility Financial Management Trading name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (10 permissions)
  • Acting as a CBTL arranger
  • Acting as a CBTL Arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Credit Broking
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Alan Roderick Thomson Waugh’s history from the FCA register and Companies House, newest first.

Key events (2) All events (5)

2017

3 January 2017

  • Regulated by the FCA from this date
  • Became authorised by the FCA

FCA register

In the full report: all 5 events

  • All 5 events in its history (2 shown here)
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Firms like Alan Roderick Thomson Waugh

Other firms of the same type (financial adviser), nearest first.

In Paisley

D2 Financial Solutions (UK) LimitedPaisleyAuthorisedFinancial Planning Options LtdPaisleyAuthorisedIndependent First LimitedPaisleyAuthorisedMacdonalds Independent Financial Advisers LimitedPaisleyAuthorisedAdvanced Financial Strategies LtdPaisleyAppointed representativeClear Financial Planning LtdPaisleyAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Alan Roderick Thomson Waugh

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  • 2 background checks on its contact details
  • All 5 events in its history

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Frequently asked questions about this firm

Is Alan Roderick Thomson Waugh FCA authorised?
Yes, Alan Roderick Thomson Waugh (FRN 756253) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2017 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Alan Roderick Thomson Waugh’s phone number?
The FCA register lists the phone number 0141 889 1912 for Alan Roderick Thomson Waugh. If you were given different contact details, use these to check with the firm before going any further.
Is Alan Roderick Thomson Waugh a scam or clone?
Alan Roderick Thomson Waugh is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Alan Roderick Thomson Waugh?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Alan Roderick Thomson Waugh to the Financial Ombudsman Service, free of charge.
Does Alan Roderick Thomson Waugh use any other names?
It trades as Agility Financial Management.

Sources and links

The full report on Alan Roderick Thomson Waugh

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