Campbell Cain Wealth Management Ltd

Reference number: 401791

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Campbell Cain Wealth Management Ltd (FRN 401791) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Campbell Cain Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Campbell Cain Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When campbellcainwm.co.uk first appeared online, and whether it can receive email
  • What kind of line 0115 667 0400 is
  • Who else gives the postcode NG2 5PH
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Oddie Dalton Wealth Management Former name: A name it was registered under before.
  • Oddie Dalton Wealth Management Ltd Former name: A name it was registered under before.
  • Tom Dalton Former name: A name it was registered under before.

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company name
CAMPBELL CAIN WEALTH MANAGEMENT LIMITED
Company status
Active
Company type
Private limited company
Incorporated
2 February 2011 (15 years old)
Registered office
Office 3 The Waterside, Pavilion Road, West Bridgford, Nottinghamshire, NG2 5PH, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Susan Jane Cain Director Aug 1965 2 Feb 2011 2 other companies
Andrew Cain Director Sep 1965 1 Aug 2015 1 other company
Harry Peter Townsend Director Dec 1994 7 Oct 2022 1 other company

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
still active
2
run together
2

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 2 companies these 3 directors run together
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Filed accounts and finances

Year to 31 March 2025Small company accountsNot audited

Net assets

£491k

<1% from £494k

Cash at bank

£149k

+67% from £89.5k

Employees (average)

6

Same as 6

Owed within a year

£41.9k

+75% from £23.9k

Assets and liabilities

In the full report: all 6 years of accounts

  • Every year from 2020 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 07514632. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Campbell Cain Wealth Management’s history from the FCA register and Companies House, newest first.

2016

6 April 2016

  • Andrew Cain became a part-owner (25–50% of shares)
  • Susan Jane Cain became a part-owner (25–50% of shares)

Companies House

2014

31 December 2014

  • Changed its registered name from "Oddie Dalton Wealth Management Ltd"

FCA register

2011

3 June 2011

  • Changed its registered name from "Oddie Dalton Wealth Management"

FCA register

2 February 2011

  • Incorporated at Companies House

Companies House

2007

26 April 2007

  • Changed its registered name from "Tom Dalton"

FCA register

2004

2 July 2004

  • Became an appointed representative

FCA register

In the full report: all 10 events

  • All 10 events in its history (7 shown here)
  • Every director appointment and resignation: 3
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Firms like Campbell Cain Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Nottingham

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Campbell Cain Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 3 background checks on its contact details
  • 6 years of accounts, charted
  • All 10 events in its history

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Frequently asked questions about this firm

Is Campbell Cain Wealth Management Ltd FCA authorised?
Campbell Cain Wealth Management Ltd (FRN 401791) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Campbell Cain Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Campbell Cain Wealth Management Ltd (FRN 401791) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Campbell Cain Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Campbell Cain Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Campbell Cain Wealth Management’s phone number and website?
The FCA register lists the phone number 0115 667 0400 and the website campbellcainwm.co.uk for Campbell Cain Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Campbell Cain Wealth Management a scam or clone?
Campbell Cain Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Campbell Cain Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Campbell Cain Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Campbell Cain Wealth Management?
Companies House lists 2 people with significant control of Campbell Cain Wealth Management: Mr Andrew Cain (25–50% of shares) and Mrs Susan Jane Cain (25–50% of shares).
Who runs Campbell Cain Wealth Management?
Companies House lists 3 directors of Campbell Cain Wealth Management: Susan Jane Cain, Andrew Cain and Harry Peter Townsend.
How long has Campbell Cain Wealth Management been in business?
The company was formed on 2 February 2011.
What do Campbell Cain Wealth Management’s latest accounts show?
Its latest accounts, to 31 March 2025, show net assets of £491k (<1% from £494k) and cash at bank of £149k (+67% from £89.5k).
Does Campbell Cain Wealth Management use any other names?
It has previously used 3 other names: Oddie Dalton Wealth Management, Oddie Dalton Wealth Management Ltd and Tom Dalton.

Sources and links

The full report on Campbell Cain Wealth Management Ltd

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