Charles Williams

Reference number: 916466

Instant download

Appointed representative

Charles Williams does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

Connect IFA Ltd Reference number: 441505 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Charles Williams (FRN 916466) is an AR of Connect IFA Ltd (FRN 441505). When you use Charles Williams's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Charles Williams, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07595 630399

  • Address

    Kemp House, 152-160 City Road, London, EC1V 2NX, United Kingdom

In the full report: 2 background checks, 1 thing worth a closer look

  • What kind of line 07595 630399 is
  • Whether EC1V 2NX is a shared office: 214 other firms give it
Instant PDF download
Other names (1)

If you were contacted under any of these names, it is this firm.

  • C.Williams Mortgages Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Connect IFA Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Charles Williams’s history from the FCA register and Companies House, newest first.

2019

11 November 2019

  • Began trading as "C.Williams Mortgages"

FCA register

7 November 2019

  • Became an appointed representative

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Charles Williams

Other firms of the same type (mortgage adviser or broker), nearest first.

In London

Purplebricks Mortgages LimitedLondonAppointed representativeDavid RounsfellLondonAppointed representativeEma Private Finance LimitedLondonAppointed representativeHarris ZubairLondonAppointed representativeHeather MaCaskillLondonAppointed representativeLawrence BolarinwaLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Charles Williams

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details, 1 flagged
  • All 2 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Charles Williams FCA authorised?
Charles Williams (FRN 916466) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Charles Williams?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Charles Williams (FRN 916466) is an AR of Connect IFA Ltd (FRN 441505). When you use Charles Williams's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Charles Williams, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Charles Williams’ phone number?
The FCA register lists the phone number 07595 630399 for Charles Williams. If you were given different contact details, use these to check with the firm before going any further.
Is Charles Williams a scam or clone?
Charles Williams is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Charles Williams?
Protection works through Connect IFA Ltd, the principal firm responsible for Charles Williams's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Charles Williams use any other names?
It trades as C.Williams Mortgages.

Sources and links

The full report on Charles Williams

£19.99 · Instant PDF download

Loading secure checkout…