Connaught Financial Consultancy

Reference number: 186926

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Quilter Financial Services Limited Reference number: 440703 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Connaught Financial Consultancy (FRN 186926) is an AR of Quilter Financial Services Limited (FRN 440703). When you use Connaught Financial Consultancy's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Connaught Financial Consultancy, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01628 472777

  • Address

    86 Oak Tree Road, Marlow, Buckinghamshire, SL7 3EX, United Kingdom

In the full report: 2 background checks

  • What kind of line 01628 472777 is
  • Who else gives the postcode SL7 3EX
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Quilter Financial Services Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Firms like Connaught Financial Consultancy

Other firms of the same type (financial adviser), nearest first.

In Marlow

Adam WickenMarlowAppointed representativeGT Wealth Management LtdMarlowAppointed representativeNicholas CordingleyMarlowAppointed representativeRory BennettMarlowAppointed representativeThe Gary Hewett PartnershipMarlowAppointed representativeHewett Wealth Management LimitedMarlowAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Connaught Financial Consultancy

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details

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Frequently asked questions about this firm

Is Connaught Financial Consultancy FCA authorised?
Connaught Financial Consultancy (FRN 186926) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Connaught Financial Consultancy?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Connaught Financial Consultancy (FRN 186926) is an AR of Quilter Financial Services Limited (FRN 440703). When you use Connaught Financial Consultancy's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Connaught Financial Consultancy, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Connaught Financial Consultancy’s phone number?
The FCA register lists the phone number 01628 472777 for Connaught Financial Consultancy. If you were given different contact details, use these to check with the firm before going any further.
Is Connaught Financial Consultancy a scam or clone?
Connaught Financial Consultancy is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Connaught Financial Consultancy?
Protection works through Quilter Financial Services Limited, the principal firm responsible for Connaught Financial Consultancy's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Sources and links

The full report on Connaught Financial Consultancy

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