Daniel Carter

Reference number: 1030879

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Appointed representative

Daniel Carter does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Daniel Carter (FRN 1030879) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Daniel Carter's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Daniel Carter, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07365 005899

  • Address

    One Central Boulevard, Central Boulevard, Blythe Valley Park, Shirley, Solihull, West Midlands, B90 8BG, United Kingdom

In the full report: 2 background checks, 1 thing worth a closer look

  • What kind of line 07365 005899 is
  • Whether B90 8BG is a shared office: 44 other firms give it
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Dan Carter Financial Planning Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Daniel Carter’s history from the FCA register and Companies House, newest first.

2025

11 April 2025

  • Began trading as "Dan Carter Financial Planning"

FCA register

31 March 2025

  • Became an appointed representative

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Daniel Carter

Other firms of the same type (financial adviser), nearest first.

In Solihull

Adrian WagstaffSolihullAppointed representativeAIT Business Solutions LimitedSolihullAppointed representativeAndrew LangdellSolihullAppointed representativeAndrew MitchellSolihullAppointed representativeAW Wealth LtdSolihullAppointed representativeBabar HussainSolihullAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Daniel Carter

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details, 1 flagged
  • All 2 events in its history

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Frequently asked questions about this firm

Is Daniel Carter FCA authorised?
Daniel Carter (FRN 1030879) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Daniel Carter?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Daniel Carter (FRN 1030879) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Daniel Carter's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Daniel Carter, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Daniel Carter’s phone number?
The FCA register lists the phone number 07365 005899 for Daniel Carter. If you were given different contact details, use these to check with the firm before going any further.
Is Daniel Carter a scam or clone?
Daniel Carter is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Daniel Carter?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Daniel Carter's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Daniel Carter use any other names?
It trades as Dan Carter Financial Planning.

Sources and links

The full report on Daniel Carter

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