Daniel Parkes

Reference number: 979206

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Appointed representative

Daniel Parkes does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Daniel Parkes (FRN 979206) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Daniel Parkes's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Daniel Parkes, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When parkesassociates.co.uk first appeared online, and whether it can receive email
  • What kind of line 0115 924 2899 is, and the 6 other firms that give it
  • Who else gives the postcode NG2 1AS
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Parkes Associates Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Daniel Parkes’s history from the FCA register and Companies House, newest first.

2022

15 July 2022

  • Became an appointed representative
  • Began trading as "Parkes Associates"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Daniel Parkes

Other FCA-listed firms that share a director, phone number or address with Daniel Parkes. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
6
share its phone number
6
share its postcode
1

In the full report: all 6 connected firms, named

  • How each is linked: the same phone number (6), the same postcode (1)
  • Who links each one: the named directors, with dates
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Firms like Daniel Parkes

Other firms of the same type (financial adviser), nearest first.

In Nottingham

Adrian WrightNottinghamAppointed representativeAltitude Financial Solutions LtdNottinghamAppointed representativeAndrew OrwinNottinghamAppointed representativeAnuj DalNottinghamAppointed representativeArtemis Financial Planning LimitedNottinghamAppointed representativeAshleyjai Wealth Management LimitedNottinghamAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Daniel Parkes

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 2 events in its history
  • 6 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Daniel Parkes FCA authorised?
Daniel Parkes (FRN 979206) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Daniel Parkes?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Daniel Parkes (FRN 979206) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Daniel Parkes's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Daniel Parkes, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Daniel Parkes’ phone number and website?
The FCA register lists the phone number 0115 924 2899 and the website parkesassociates.co.uk for Daniel Parkes. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 6 other FCA firms.
Is Daniel Parkes a scam or clone?
Daniel Parkes is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Daniel Parkes?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Daniel Parkes's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Daniel Parkes use any other names?
It trades as Parkes Associates.

Sources and links

The full report on Daniel Parkes

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