Davies & Preedy Financial Planning Ltd

Reference number: 938442

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

M&G ADVICE PARTNERS LIMITED Reference number: 584256 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Davies & Preedy Financial Planning Ltd (FRN 938442) is an AR of M&G ADVICE PARTNERS LIMITED (FRN 584256). When you use Davies & Preedy Financial Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Davies & Preedy Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When mandgwealth.com first appeared online, and whether it can receive email
  • What kind of line 07867 902448 is
  • Who else gives the postcode SA2 8NB
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through M&g Advice Partners Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
12970334
Company status
Active
Company type
Private limited company
Incorporated
23 October 2020 (6 years old)
Registered office
5 Cedric Close, Sketty, Swansea, SA2 8NB, Wales
Nature of business
  • Financial management (SIC 70221)

Directors and company secretaries

Name Role Born Appointed Other companies
Paul Andrew Davies Director Sep 1967 23 Oct 2020 None
Sean William Evan Davies Director Dec 1994 6 Apr 2025 None
Karen Joyce Preedy-Davies Secretary Not published 23 Oct 2020 –

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
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Filed accounts and finances

Year to 31 October 2025Micro-entity accountsNot audited

Net assets

£59.6k

+1.6% from £58.7k

Employees (average)

3

Same as 3

Owed within a year

£15.8k

+11% from £14.2k

Assets and liabilities

In the full report: all 5 years of accounts

  • Every year from 2021 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 12970334. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Davies & Preedy Financial Planning’s history from the FCA register and Companies House, newest first.

2025

6 April 2025

  • Sean William Evan Davies appointed as a director

Companies House

2020

13 November 2020

  • Became an appointed representative

FCA register

23 October 2020

  • Incorporated at Companies House
  • Paul Andrew Davies became the majority owner (50–75% of shares)
  • Paul Andrew Davies appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Davies & Preedy Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Swansea

Ashley Kissick Financial Advisers LtdSwanseaAppointed representativeCosgrove Brown Financial Planning LtdSwanseaAppointed representativeGood Financial Advice LimitedSwanseaAppointed representativeGreen Castle Financial Planning LtdSwanseaAppointed representativeJonathan Cook ReesSwanseaAppointed representativeKath Atkin-Bowdler Financial Services LtdSwanseaAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Davies & Preedy Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • 5 years of accounts, charted
  • All 5 events in its history

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Frequently asked questions about this firm

Is Davies & Preedy Financial Planning Ltd FCA authorised?
Davies & Preedy Financial Planning Ltd (FRN 938442) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Davies & Preedy Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Davies & Preedy Financial Planning Ltd (FRN 938442) is an AR of M&G ADVICE PARTNERS LIMITED (FRN 584256). When you use Davies & Preedy Financial Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Davies & Preedy Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Davies & Preedy Financial Planning’s phone number and website?
The FCA register lists the phone number 07867 902448 and the website mandgwealth.com/daviesandpreedyfinancialplanning for Davies & Preedy Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Davies & Preedy Financial Planning a scam or clone?
Davies & Preedy Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Davies & Preedy Financial Planning?
Protection works through M&g Advice Partners Limited, the principal firm responsible for Davies & Preedy Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Davies & Preedy Financial Planning?
Companies House lists one person with significant control of Davies & Preedy Financial Planning: Mr Paul Andrew Davies (50–75% of shares).
Who runs Davies & Preedy Financial Planning?
Companies House lists 2 directors of Davies & Preedy Financial Planning: Paul Andrew Davies and Sean William Evan Davies.
How long has Davies & Preedy Financial Planning been in business?
The company was formed on 23 October 2020.
What do Davies & Preedy Financial Planning’s latest accounts show?
Its latest accounts, to 31 October 2025, show net assets of £59.6k (+1.6% from £58.7k).

Sources and links

The full report on Davies & Preedy Financial Planning Ltd

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