DMS Financial Solutions Ltd

Reference number: 627800

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • DMS Financial Solutions Ltd (FRN 627800) is an AR of HL Partnership Limited (FRN 303397). When you use DMS Financial Solutions's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from DMS Financial Solutions, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When dms-fs.co.uk first appeared online, and whether it can receive email
  • What kind of line 07970 102133 is
  • Who else gives the postcode LE7 2JT
Instant PDF download

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through HL Partnership Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company name
DMS FINANCIAL SOLUTIONS LIMITED
Company status
Active
Company type
Private limited company
Incorporated
9 June 2014 (12 years old)
Registered office
Suite 2, Rosehill, 165 Lutterworth Road, Blaby, Leicester, LE8 4DY
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
David Michael Seabrook Director Apr 1955 9 Jun 2014 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
Instant PDF download

Filed accounts and finances

Year to 31 July 2026Micro-entity accountsNot audited

Net assets

£5,498

+30% from £4,244

Employees (average)

1

Same as 1

Owed within a year

£15.0k

<1% from £15.0k

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2020 to 2026
  • The chart, over every year
  • Every filed figure, year by year
Instant PDF download
About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 09076086. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

DMS Financial Solutions’s history from the FCA register and Companies House, newest first.

2017

9 June 2017

  • David Michael Seabrook took control (75–100% of shares)

Companies House

2014

9 July 2014

  • Became an appointed representative

FCA register

9 June 2014

  • Incorporated at Companies House
  • David Michael Seabrook appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like DMS Financial Solutions

Other firms of the same type (mortgage adviser or broker), nearest first.

In Leicester

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on DMS Financial Solutions

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • 7 years of accounts, charted
  • All 4 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is DMS Financial Solutions Ltd FCA authorised?
DMS Financial Solutions Ltd (FRN 627800) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for DMS Financial Solutions?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. DMS Financial Solutions Ltd (FRN 627800) is an AR of HL Partnership Limited (FRN 303397). When you use DMS Financial Solutions's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from DMS Financial Solutions, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is DMS Financial Solutions’ phone number and website?
The FCA register lists the phone number 07970 102133 and the website dms-fs.co.uk for DMS Financial Solutions. If you were given different contact details, use these to check with the firm before going any further.
Is DMS Financial Solutions a scam or clone?
DMS Financial Solutions is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with DMS Financial Solutions?
Protection works through HL Partnership Limited, the principal firm responsible for DMS Financial Solutions's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns DMS Financial Solutions?
Companies House lists one person with significant control of DMS Financial Solutions: Mr David Michael Seabrook (75–100% of shares).
Who runs DMS Financial Solutions?
Companies House lists one director of DMS Financial Solutions: David Michael Seabrook.
How long has DMS Financial Solutions been in business?
The company was formed on 9 June 2014.
What do DMS Financial Solutions’ latest accounts show?
Its latest accounts, to 31 July 2026, show net assets of £5,498 (+30% from £4,244).

Sources and links

The full report on DMS Financial Solutions Ltd

£19.99 · Instant PDF download

Loading secure checkout…