Dunham McCarthy Limited

Reference number: 1021223

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Introducer appointed representative

This firm can only introduce you to its principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Dunham McCarthy Limited (FRN 1021223) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Dunham McCarthy.
  • Example: if Dunham McCarthy refers you to a financial adviser, the advice should come from the principal firm, not from Dunham McCarthy itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01785 336222

  • Address

    Home Leigh, New Garden Street, Stafford, Staffordshire, ST17 4AG, United Kingdom

In the full report: 2 background checks

  • What kind of line 01785 336222 is
  • Who else gives the postcode ST17 4AG
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
07674579
Company status
Active
Company type
Private limited company
Incorporated
20 June 2011 (15 years old)
Registered office
Home Leigh, New Garden Street, Stafford, ST17 4AG, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Alex Paul Clansey Director Apr 1985 17 Nov 2011 8 other companies
Nicola Charmaine Mckenzie Secretary Not published 18 Nov 2011 –

Other companies run by its director

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
8
closed down
4
is FCA-registered
1

In the full report: all 8 companies, named

  • What each company does, and whether it is still trading
  • Which of its director sits on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • All 2 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 June 2026Small company accountsNot audited

Net assets

−£953k

Down £283k from −£670k

Cash at bank

£206k

+53% from £135k

Employees (average)

30

+7.1% from 28

Owed within a year

£1.23m

+36% from £901k

Net assets are negative: on its last balance sheet the company owed £953k more than it owned.

Assets and liabilities

In the full report: all 8 years of accounts

  • Every year from 2019 to 2026
  • The chart, over every year
  • Every filed figure, year by year
Instant PDF download
About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 07674579. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Dunham McCarthy’s history from the FCA register and Companies House, newest first.

Key events (4) All events (7)

2024

8 November 2024

  • Became an introducer appointed representative

FCA register

2016

6 April 2016

  • Alex Paul Clansey gained significant control
  • The Dunham McCarthy Group Limited took control (75–100% of shares)

Companies House

2011

20 June 2011

  • Incorporated at Companies House

Companies House

In the full report: all 7 events

  • All 7 events in its history (4 shown here)
  • Every director appointment and resignation: 3
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Firms connected to Dunham McCarthy

Other FCA-listed firms that share a director, phone number or address with Dunham McCarthy. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1), the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Dunham McCarthy

Other firms of the same type (financial adviser), nearest first.

In Stafford

Claire Louise ParkesStaffordAppointed representativeDean Statham Wealth Management LLPStaffordAppointed representativeEllison Wealth Management LtdStaffordAppointed representativeImpact Wealth Management LimitedStaffordAppointed representativeLisa BardellStaffordAppointed representativePalatine Financial Planning LtdStaffordAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Dunham McCarthy

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 8 other companies its directors have run, named
  • 2 background checks on its contact details
  • 8 years of accounts, charted
  • All 7 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Dunham McCarthy Limited FCA authorised?
Dunham McCarthy Limited (FRN 1021223) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Dunham McCarthy?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Dunham McCarthy Limited (FRN 1021223) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Dunham McCarthy. Example: if Dunham McCarthy refers you to a financial adviser, the advice should come from the principal firm, not from Dunham McCarthy itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Dunham McCarthy’s phone number?
The FCA register lists the phone number 01785 336222 for Dunham McCarthy. If you were given different contact details, use these to check with the firm before going any further.
Is Dunham McCarthy a scam or clone?
Dunham McCarthy is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Dunham McCarthy?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Dunham McCarthy's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Dunham McCarthy?
Dunham McCarthy is owned by The Dunham McCarthy Group Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs Dunham McCarthy?
Companies House lists one director of Dunham McCarthy: Alex Paul Clansey.
How long has Dunham McCarthy been in business?
The company was formed on 20 June 2011.
What do Dunham McCarthy’s latest accounts show?
Its latest accounts, to 30 June 2026, show net assets of −£953k (down £283k from −£670k) and cash at bank of £206k (+53% from £135k).

Sources and links

The full report on Dunham McCarthy Limited

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