Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
2 Beechwood Barns, Sparkwell, Plymouth, Devon, PL7 5DQ, United Kingdom
In the full report: 2 background checks
- What kind of line 07764 303510 is
- Who else gives the postcode PL7 5DQ
Other names (1)
If you were contacted under any of these names, it is this firm.
- KL & EW Financial Services Trading name: A name it trades under now.
FCA permissions and consumer protection
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Lend or arrange credit No FSCS coverConsumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on Pension Transfers and Pension Opt Outs
- Arranging (bringing about) deals in investments
- Credit Broking
- Dealing in investments as agent
- Debt-counselling
- Making arrangements with a view to transactions in investments
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
This firm’s history from the FCA register and Companies House, newest first.
2021
26 April 2021
- Regulated by the FCA from this date
- Became authorised by the FCA
FCA register
In the full report: all 6 events
- All 6 events in its history (2 shown here)
Connected firms
Other FCA-listed firms that share a director, phone number or address with this firm. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same postcode (1)
- Who links it to this firm: the named directors, with dates
Similar firms
Other firms of the same type (financial adviser), nearest first.
In Plymouth
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on this firm
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 background checks on its contact details
- All 6 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
Is Edmund Nigel Wallen (T/A KL & EW Financial Services) FCA authorised?
What is Edmund Nigel Wallen (T/A KL & EW Financial Services)’s phone number?
Is Edmund Nigel Wallen (T/A KL & EW Financial Services) a scam or clone?
Is my money safe with Edmund Nigel Wallen (T/A KL & EW Financial Services)?
Does Edmund Nigel Wallen (T/A KL & EW Financial Services) use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk