Ellis Lloyd Jones (Financial Services) Limited

Reference number: 466367

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When ellislloydjones.co.uk first appeared online, and whether it can receive email
  • What kind of line 01633 841863 is
  • Who else gives the postcode NP20 4EL
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (10 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Credit Broking
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments
  • Providing basic advice on stakeholder products

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
05196702
Company status
Active
Company type
Private limited company
Incorporated
4 August 2004 (22 years old)
Registered office
11 Park Square, Newport, South Wales, NP20 4EL
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Directors and company secretaries

Name Role Born Appointed Other companies
Richard David Ellis Director Apr 1977 1 Jul 2007 3 other companies
Kara Marie Williams Director Mar 1978 1 Jul 2008 4 other companies
Andrew Paul O'Brien Director Oct 1972 29 Jun 2009 None

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
4
still active
4
run together
3

In the full report: all 4 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 3 companies these 3 directors run together
  • All 7 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 31 March 2026Micro-entity accountsNot audited

Net assets

£70.8k

−15% from £83.1k

Employees (average)

3

−25% from 4

Owed within a year

£44.9k

+43% from £31.4k

Assets and liabilities

In the full report: all 6 years of accounts

  • Every year from 2021 to 2026
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 05196702. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Ellis Lloyd Jones (Financial Services)’s history from the FCA register and Companies House, newest first.

Key events (12) All events (25)

2018

31 March 2018

  • Keri Cosslett Jones no longer has significant control

Companies House

2016

6 April 2016

  • Andrew Paul O'Brien became a part-owner (25–50% of shares)
  • Ellis Lloyd Jones LLP became the majority owner (50–75% of shares)
  • Kara Marie Williams became a part-owner (25–50% of shares)
  • Kara Marie Williams stopped being a part-owner
  • Keri Cosslett Jones gained significant control
  • Richard David Ellis became a part-owner (25–50% of shares)
  • Richard David Ellis stopped being a part-owner

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2007

10 May 2007

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

2004

4 August 2004

  • Incorporated at Companies House

Companies House

In the full report: all 25 events

  • All 25 events in its history (12 shown here)
  • Every director appointment and resignation: 9
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Firms like Ellis Lloyd Jones (Financial Services)

Other firms of the same type (financial adviser), nearest first.

In Newport

Anglo-Celtic Financial Consultants LtdNewportAuthorisedApeiron Wealth Management LimitedNewportAuthorisedAyrin Financial ManagementNewportAuthorisedBeesure LtdNewportAuthorisedC Rengert & Company LimitedNewportAuthorisedChapelwood Financial Planning LimitedNewportAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Ellis Lloyd Jones (Financial Services)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 4 other companies its directors have run, named
  • 3 background checks on its contact details
  • 6 years of accounts, charted
  • All 25 events in its history

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Frequently asked questions about this firm

Is Ellis Lloyd Jones (Financial Services) Limited FCA authorised?
Yes, Ellis Lloyd Jones (Financial Services) Limited (FRN 466367) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since May 2007 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Ellis Lloyd Jones (Financial Services)’s phone number and website?
The FCA register lists the phone number 01633 841863 and the website ellislloydjones.co.uk/our-financial-services for Ellis Lloyd Jones (Financial Services). If you were given different contact details, use these to check with the firm before going any further.
Is Ellis Lloyd Jones (Financial Services) a scam or clone?
Ellis Lloyd Jones (Financial Services) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Ellis Lloyd Jones (Financial Services)?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Ellis Lloyd Jones (Financial Services) to the Financial Ombudsman Service, free of charge.
Who owns Ellis Lloyd Jones (Financial Services)?
Ellis Lloyd Jones (Financial Services) is owned by Ellis Lloyd Jones LLP, which holds 50–75% of shares and 50–75% of votes, since 6 April 2016. Before that, it was controlled by Mrs Kara Marie Williams, Mr Richard David Ellis and Mr Keri Cosslett Jones.
Who runs Ellis Lloyd Jones (Financial Services)?
Companies House lists 3 directors of Ellis Lloyd Jones (Financial Services): Richard David Ellis, Kara Marie Williams and Andrew Paul O'Brien.
How long has Ellis Lloyd Jones (Financial Services) been in business?
The company was formed on 4 August 2004, and has held its current FCA authorisation since May 2007.
What do Ellis Lloyd Jones (Financial Services)’s latest accounts show?
Its latest accounts, to 31 March 2026, show net assets of £70.8k (−15% from £83.1k).

Sources and links

The full report on Ellis Lloyd Jones (Financial Services) Limited

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