EM-ES Fund Management LLP: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 18 years
Your funds are protected by FSCS
No FCA actions
Active company since 2007

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

emesfunds.com (opens in a new tab)
Phone number

020 3008 7700
Address

22 Broadfields Avenue, Edgware, HA8 8PG, United Kingdom

In the full report: 3 background checks

When emesfunds.com first appeared online, and whether it can receive email
What kind of line 020 3008 7700 is
Who else gives the postcode HA8 8PG

FCA permissions and consumer protection

Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (3 permissions)

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Arranging (bringing about) deals in investments
Making arrangements with a view to transactions in investments

Limits on what they may do

This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: OC327761 (opens Companies House in a new tab)
Company status: Active
Company type: Limited liability partnership
Incorporated: 24 April 2007 (19 years old)
Registered office: 2nd Floor Regis House, 45 King William Street, London, EC4R 9AN, United Kingdom

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Gilad Hayeem	LLP designated member	Apr 1967	24 Apr 2007	3 other companies
Anthony Howard Steinberg	LLP designated member	Feb 1969	24 Apr 2007	7 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 10
closed down: 4
still active: 6

In the full report: all 10 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration
All 3 people who have ever been directors, with their dates

Key dates in its history

EM-ES Fund Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (11)

2016

3 September 2016

Anthony Steinberg took control (75–100% of votes)

Companies House

2013

1 April 2013

Regulated by the FCA from this date

FCA register

2007

9 November 2007

Regulated by the Financial Services Authority from this date
FCA imposed a requirement (May control but not hold client money)
Became authorised by the FCA

FCA register

24 April 2007

Incorporated at Companies House

Companies House

In the full report: all 11 events

All 11 events in its history (6 shown here)
Every director appointment and resignation: 2

Firms like EM-ES Fund Management

Other firms of the same type (financial adviser), nearest first.

In Edgware

Hindocha & Co LimitedEdgwareAuthorised Kimberley Financial ServicesEdgwareAuthorised Benjamin GoldmanEdgwareAppointed representative David Michael LevyEdgwareAppointed representative Freedom Path Financial Planning LimitedEdgwareAppointed representative Gary BrownEdgwareAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on EM-ES Fund Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

10 other companies its directors have run, named
3 background checks on its contact details
All 11 events in its history

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Frequently asked questions about this firm

Is EM-ES Fund Management LLP FCA authorised?

Yes, EM-ES Fund Management LLP (FRN 470246) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since November 2007 and works as a financial adviser. The FCA has placed a limit on what it may do.

What is EM-ES Fund Management’s phone number and website?

The FCA register lists the phone number 020 3008 7700 and the website emesfunds.com for EM-ES Fund Management. If you were given different contact details, use these to check with the firm before going any further.

Is EM-ES Fund Management a scam or clone?

EM-ES Fund Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with EM-ES Fund Management?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about EM-ES Fund Management to the Financial Ombudsman Service, free of charge.

Who owns EM-ES Fund Management?

Companies House lists one person with significant control of EM-ES Fund Management: Mr Anthony Steinberg (75–100% of votes).

Who runs EM-ES Fund Management?

Companies House lists 2 directors of EM-ES Fund Management: Gilad Hayeem and Anthony Howard Steinberg.

How long has EM-ES Fund Management been in business?

The company was formed on 24 April 2007, and has held its current FCA authorisation since November 2007.