Estate Capital Financial Management Limited

Reference number: 402217

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When estatecapital.co.uk first appeared online, and whether it can receive email
  • What kind of line 01792 477763 is
  • Who else gives the postcode SA2 0PA
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
04688919
Company status
Active
Company type
Private limited company
Incorporated
6 March 2003 (23 years old)
Registered office
7 Uplands Crescent, Uplands, Swansea, SA2 0PA, Wales
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Directors and company secretaries

Name Role Born Appointed Other companies
Christopher Gareth Davies Director Sep 1961 6 Mar 2003 6 other companies

Other companies run by its director

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
6
closed down
1
is FCA-registered
1

In the full report: all 6 companies, named

  • What each company does, and whether it is still trading
  • Which of its director sits on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • All 2 people who have ever been directors, with their dates
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Key dates in its history

Estate Capital Financial Management’s history from the FCA register and Companies House, newest first.

Key events (5) All events (9)

2016

6 April 2016

  • Estate Capital Investment Management Limited took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2004

5 October 2004

  • Became authorised by the FCA

FCA register

4 October 2004

  • Regulated by the Financial Services Authority from this date

FCA register

2003

6 March 2003

  • Incorporated at Companies House

Companies House

In the full report: all 9 events

  • All 9 events in its history (5 shown here)
  • Every director appointment and resignation: 1
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Firms connected to Estate Capital Financial Management

Other FCA-listed firms that share a director, phone number or address with Estate Capital Financial Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Estate Capital Financial Management

Other firms of the same type (financial adviser), nearest first.

In Swansea

AJH Financial Services LtdSwanseaAuthorisedAled Williams Financial Management LtdSwanseaAuthorisedAlexander Douglas LimitedSwanseaAuthorisedChristian Jones Financial Services LtdSwanseaAuthorisedCilbenrick LimitedSwanseaAuthorisedClearview Independent Financial Advisers LimitedSwanseaAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Estate Capital Financial Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 6 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 9 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Estate Capital Financial Management Limited FCA authorised?
Yes, Estate Capital Financial Management Limited (FRN 402217) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since October 2004 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Estate Capital Financial Management’s phone number and website?
The FCA register lists the phone number 01792 477763 and the website estatecapital.co.uk for Estate Capital Financial Management. If you were given different contact details, use these to check with the firm before going any further.
Is Estate Capital Financial Management a scam or clone?
Estate Capital Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Estate Capital Financial Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Estate Capital Financial Management to the Financial Ombudsman Service, free of charge.
Who owns Estate Capital Financial Management?
Estate Capital Financial Management is owned by Estate Capital Investment Management Limited, which holds 75–100% of shares, 75–100% of votes, can appoint and remove the board, significant influence or control and held through a firm, since 6 April 2016.
Who runs Estate Capital Financial Management?
Companies House lists one director of Estate Capital Financial Management: Christopher Gareth Davies.
How long has Estate Capital Financial Management been in business?
The company was formed on 6 March 2003, and has held its current FCA authorisation since October 2004.

Sources and links

The full report on Estate Capital Financial Management Limited

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