Exception Capital LLP

Reference number: 473719

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01799 510715

  • Address

    52 Debden Road, Saffron Walden, Essex, CB11 4AB, United Kingdom

In the full report: 2 background checks

  • What kind of line 01799 510715 is, and the 5 other firms that give it
  • Who else gives the postcode CB11 4AB
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Limited liability partnership
Incorporated
18 April 2007 (19 years old)
Registered office
Matches the FCA register address ✓

Directors and company secretaries

Name Role Born Appointed Other companies
Adrian Fairbourn LLP designated member Jul 1969 18 Apr 2007 1 other company
Neil Robert Warrender LLP designated member Jun 1964 16 Mar 2009 33 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
34
closed down
17
are FCA-registered
5

In the full report: all 34 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 5 on the FCA register
  • All 7 people who have ever been directors, with their dates
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Key dates in its history

Exception Capital’s history from the FCA register and Companies House, newest first.

2016

6 April 2016

  • Adrian Fairborn gained significant control

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2010

20 January 2010

  • FCA imposed a requirement (May control but not hold client money)

FCA register

2007

29 November 2007

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

18 April 2007

  • Incorporated at Companies House

Companies House

In the full report: all 19 events

  • All 19 events in its history (6 shown here)
  • Every director appointment and resignation: 10
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Firms connected to Exception Capital

Other FCA-listed firms that share a director, phone number or address with Exception Capital. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
6
share a director
1
share its phone number
5

In the full report: all 6 connected firms, named

  • How each is linked: shared directors (1), the same phone number (5), the same postcode (5)
  • Who links each one: the named directors, with dates
  • 4 past links through former directors
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Firms like Exception Capital

Other firms of the same type (investment or fund manager), nearest first.

In Saffron Walden

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Exception Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 34 other companies its directors have run, named
  • 2 background checks on its contact details
  • All 19 events in its history
  • 6 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Exception Capital LLP FCA authorised?
Yes, Exception Capital LLP (FRN 473719) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since November 2007 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Exception Capital’s phone number?
The FCA register lists the phone number 01799 510715 for Exception Capital. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 5 other FCA firms.
Is Exception Capital a scam or clone?
Exception Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Exception Capital?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Exception Capital to the Financial Ombudsman Service, free of charge.
Who owns Exception Capital?
Companies House lists one person with significant control of Exception Capital: Mr Adrian Fairborn (significant influence or control).
Who runs Exception Capital?
Companies House lists 2 directors of Exception Capital: Adrian Fairbourn and Neil Robert Warrender.
How long has Exception Capital been in business?
The company was formed on 18 April 2007, and has held its current FCA authorisation since November 2007.

Sources and links

The full report on Exception Capital LLP

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