Faye Formisano

Reference number: 467606

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Appointed representative

Faye Formisano does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Faye Formisano (FRN 467606) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Faye Formisano's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Faye Formisano, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When penninewealthmanagement.co.uk first appeared online, and whether it can receive email
  • What kind of line 01484 606968 is
  • Who else gives the postcode HD9 3AZ
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Pennine Wealth Management Trading name
  • Faye Elisabeth Formisano Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Faye Formisano’s history from the FCA register and Companies House, newest first.

2014

4 June 2014

  • Changed its registered name from "Pennine Wealth Management"
  • Began trading as "Pennine Wealth Management"

FCA register

2009

6 April 2009

  • Changed its registered name from "Faye Elisabeth Formisano"

FCA register

2007

8 May 2007

  • Became an appointed representative

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Faye Formisano

Other firms of the same type (financial adviser), nearest first.

In Holmfirth

Agw Financial Planning LtdHolmfirthAppointed representativeGodfrey Wealth Management LtdHolmfirthAppointed representativeTru Financial Planning LtdHolmfirthAppointed representativeAcquire Financial Planning LtdHolmfirthAuthorisedSMCL3 LimitedHolmfirthAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Faye Formisano

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 4 events in its history

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Frequently asked questions about this firm

Is Faye Formisano FCA authorised?
Faye Formisano (FRN 467606) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Faye Formisano?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Faye Formisano (FRN 467606) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Faye Formisano's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Faye Formisano, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Faye Formisano’s phone number and website?
The FCA register lists the phone number 01484 606968 and the website penninewealthmanagement.co.uk for Faye Formisano. If you were given different contact details, use these to check with the firm before going any further.
Is Faye Formisano a scam or clone?
Faye Formisano is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Faye Formisano?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Faye Formisano's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Faye Formisano use any other names?
It trades as Pennine Wealth Management. It has previously used the name Faye Elisabeth Formisano.

Sources and links

The full report on Faye Formisano

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