Fearnley Securities Limited

Reference number: 999389

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Sapia Partners LLP Reference number: 550103 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Fearnley Securities Limited (FRN 999389) is an AR of Sapia Partners LLP (FRN 550103). When you use Fearnley Securities's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Fearnley Securities, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07229 36359

  • Address

    4 Millbank, London, Westminster, SW1P 3JA, United Kingdom

In the full report: 2 background checks

  • What kind of line 07229 36359 is
  • Who else gives the postcode SW1P 3JA
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Sapia Partners LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
14750088
Company status
Active
Company type
Private limited company
Incorporated
22 March 2023 (3 years old)
Registered office
10 Queen Street Place, Queen Street Place, London, EC4R 1AG, England
Nature of business
  • Security and commodity contracts dealing activities (SIC 66120)

Directors and company secretaries

Name Role Born Appointed Other companies
Caroline Lium-Valmot Director Aug 1981 22 Mar 2023 None
Peter Wessel Director Feb 1967 22 Mar 2023 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
  • All 3 people who have been directors, with their dates
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Filed accounts and finances

Year to 31 December 2024Full accountsAudited

Net assets

−£1.26m

Down £1.14m from −£126k

Cash at bank

£129k

−23% from £167k

Employees (average)

6

+100% from 3

Owed within a year

£1.40m

Up £1.36m from £39.8k

Net assets are negative: on its last balance sheet the company owed £1.26m more than it owned.

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 14750088. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Fearnley Securities’s history from the FCA register and Companies House, newest first.

Key events (2) All events (6)

2023

10 July 2023

  • Became an appointed representative

FCA register

22 March 2023

  • Incorporated at Companies House

Companies House

In the full report: all 6 events

  • All 6 events in its history (2 shown here)
  • Every director appointment and resignation: 4
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Firms connected to Fearnley Securities

Other FCA-listed firms that share a director, phone number or address with Fearnley Securities. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
3
share its postcode
3

In the full report: all 3 connected firms, named

  • How each is linked: the same postcode (3)
  • Who links each one: the named directors, with dates
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Firms like Fearnley Securities

Other firms of the same type (investment or fund manager), nearest first.

In London

Colliers International Property Advisers UK LLPLondonAppointed representativeChristian AidLondonAppointed representativeBain Capital (UK) LimitedLondonAppointed representativeJTC Employer Solutions (UK) LimitedLondonAppointed representativeHAN ETF LtdLondonAppointed representativeGQG Partners (UK) LtdLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Fearnley Securities

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 6 events in its history
  • 3 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Fearnley Securities Limited FCA authorised?
Fearnley Securities Limited (FRN 999389) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Fearnley Securities?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Fearnley Securities Limited (FRN 999389) is an AR of Sapia Partners LLP (FRN 550103). When you use Fearnley Securities's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Fearnley Securities, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Fearnley Securities’ phone number?
The FCA register lists the phone number 07229 36359 for Fearnley Securities. If you were given different contact details, use these to check with the firm before going any further.
Is Fearnley Securities a scam or clone?
Fearnley Securities is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Fearnley Securities?
Protection works through Sapia Partners LLP, the principal firm responsible for Fearnley Securities's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who runs Fearnley Securities?
Companies House lists 2 directors of Fearnley Securities: Caroline Lium-Valmot and Peter Wessel.
How long has Fearnley Securities been in business?
The company was formed on 22 March 2023.
What do Fearnley Securities’ latest accounts show?
Its latest accounts, to 31 December 2024, show net assets of −£1.26m (down £1.14m from −£126k) and cash at bank of £129k (−23% from £167k).

Sources and links

The full report on Fearnley Securities Limited

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