Finlay Wealth Management LLP
Reference number: 568222
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Finlay Wealth Management LLP (FRN 568222) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Finlay Wealth Management's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Finlay Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
212-218 Upper Newtownards Road, Belfast, County Antrim, BT4 3ET, United Kingdom
In the full report: 3 background checks
- When finlaywealth.co.uk first appeared online, and whether it can receive email
- What kind of line 028 9067 2359 is
- Who else gives the postcode BT4 3ET
Other names (2)
If you were contacted under any of these names, it is this firm.
- Jonathan Finlay Private Wealth Limited Former name: A name it was registered under before.
- KWM Financial Management LLP Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- NC000793 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 29 June 2011 (15 years old)
- Registered office
- 212-218 Upper Newtownards Road, Belfast, BT4 3ET, Northern Ireland
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Jonathan James Finlay | LLP designated member | Jul 1974 | 29 Jun 2011 | 8 other companies |
| JONATHAN FINLAY PRIVATE WEALTH LIMITED | Corporate LLP designated member | Not published | 18 Feb 2025 | None |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 8
- closed down
- 7
- still active
- 1
In the full report: all 8 companies, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- All 6 people who have ever been directors, with their dates
Key dates in its history
Finlay Wealth Management’s history from the FCA register and Companies House, newest first.
2025
18 February 2025
- Andrea Finlay stopped being a part-owner
Companies House
2024
10 May 2024
- Andrea Finlay became a part-owner (25–50% of shares)
Companies House
2022
3 July 2022
- Changed its registered name from "Jonathan Finlay Private Wealth Limited"
FCA register
6 February 2022
- Changed its registered name from "Finlay Wealth Management LLP"
FCA register
2016
6 April 2016
- Jonathan James Finlay took control (75–100% of shares)
Companies House
2014
7 January 2014
- Changed its registered name from "KWM Financial Management LLP"
FCA register
2011
7 November 2011
- Became an appointed representative
FCA register
29 June 2011
- Incorporated at Companies House
Companies House
In the full report: all 17 events
- All 17 events in its history (8 shown here)
- Every director appointment and resignation: 9
Firms like Finlay Wealth Management
Other firms of the same type (financial adviser), nearest first.
In Belfast
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Finlay Wealth Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 8 other companies its directors have run, named
- 3 background checks on its contact details
- All 17 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk