Goldwater Financial Ltd
Reference number: 951254
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 5 years
- Protected through the principal
- No FCA actions
- Active company since 2023
- Accounts filed up to 28 February 2025
Responsible principal firm
Rosemount Financial Solutions (IFA) Limited Reference number: 535515 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Goldwater Financial Ltd (FRN 951254) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Goldwater Financial's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Goldwater Financial, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
125 Park Street, Aylesbury, Buckinghamshire, HP20 1DU, United Kingdom
In the full report: 3 background checks
- When goldwaterfinancial.co.uk first appeared online, and whether it can receive email
- What kind of line 07984 864286 is
- Who else gives the postcode HP20 1DU
Other names (1)
If you were contacted under any of these names, it is this firm.
- Leo Dan Former name: A name it was registered under before.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 14648790 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 8 February 2023 (3 years old)
- Registered office
- 8 Wingbury Courtyard, Wingrave, Aylesbury, HP22 4LW, England
- Nature of business
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- Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Leo David Dan | Director | Nov 1981 | 8 Feb 2023 | None |
In the full report: every company its directors have run
- Confirmation that its director runs no other company
Filed accounts and finances
Net assets
£44.0k
Up £44.0k from £1
Employees (average)
1
No earlier figure to compare
Owed within a year
£14.1k
No earlier figure to compare
Net assets
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 14648790. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
Goldwater Financial’s history from the FCA register and Companies House, newest first.
2024
19 March 2024
- Changed its registered name from "Leo Dan"
FCA register
2023
8 February 2023
- Incorporated at Companies House
- Leo David Dan took control (75–100% of shares)
- Leo David Dan appointed as a director
Companies House
2021
18 May 2021
- Became an appointed representative
- Began trading as "Goldwater Financial"
FCA register
Director appointments and resignations, and trading names, appear under All events.
Firms like Goldwater Financial
Other firms of the same type (financial adviser), nearest first.
In Aylesbury
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Goldwater Financial
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 3 background checks on its contact details
- All 6 events in its history
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Frequently asked questions about this firm
Is Goldwater Financial Ltd FCA authorised?
What does appointed representative mean for Goldwater Financial?
What is Goldwater Financial’s phone number and website?
Is Goldwater Financial a scam or clone?
Is my money safe with Goldwater Financial?
Who owns Goldwater Financial?
Who runs Goldwater Financial?
How long has Goldwater Financial been in business?
What do Goldwater Financial’s latest accounts show?
Does Goldwater Financial use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk