Graeme Morrison Mackay

Reference number: 197470

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Authorised by the FCA

Graeme Morrison Mackay is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    0845 519 1236

  • Address

    40 Glebe Field Drive, Wetherby, West Yorkshire, LS22 6WG, United Kingdom

In the full report: 2 background checks

  • What kind of line 0845 519 1236 is
  • Who else gives the postcode LS22 6WG
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Other names (4)

If you were contacted under any of these names, it is this firm.

  • legalandfinancial.pro Trading name: A name it trades under now.
  • Morrison Mackay Trading name: A name it trades under now.
  • Graeme M Former name: A name it was registered under before.
  • Home Move Solutions Former trading name: A name it used to trade under.

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (14 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Arranging safeguarding and administration of assets
  • Assisting in the administration and performance of a contract of insurance
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Limits on what they may do

  • No actions to stabilise market price
    The firm must not act in any way to stabilise the market price of any investment.
  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • Pensions T/O-O only in designated circumstances
    The firm must not effect or advise on PENSION TRANSFERS or PENSION OPT-OUTS except in one or more of the designated circumstances
  • Derivatives as incidental services only.
    The firm must not carry on a permitted activity concerning the sale of an option (including a commodity option), future (including commodity future) or contract for difference (including spread bet or rolling spot forex contract), except where the activity is incidental to services to a particular client.
  • The firm must not act as an ISA manager.
    The firm must not act as an ISA manager.
  • Not to act as Broker Fund Adviser
    The firm must not operate as a BROKER FUND ADVISER
  • Regulated activities incidental only.
    The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)
  • No CORPORATE FIN. BUSINESS unless non-mainstream
    The firm must not carry on any CORPORATE FINANCE BUSINESS that is a REGULATED ACTIVITY unless it is a NON-MAINSTREAM REGULATED ACTIVITY.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Graeme Morrison Mackay’s history from the FCA register and Companies House, newest first.

2020

9 June 2020

  • Changed its registered name from "Graeme M"

FCA register

2018

7 November 2018

  • Changed its registered name from "Morrison MacKay"

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2007

25 July 2007

  • Supervised by Solicitors Regulation Authority from this date
  • Supervised by The Law Society from this date

FCA register

2002

17 September 2002

  • FCA imposed a requirement (No CORPORATE FIN. BUSINESS unless non-mainstream)

FCA register

2001

21 December 2001

  • Regulated by the Financial Services Authority from this date

FCA register

1 December 2001

  • FCA imposed a requirement (Derivatives as incidental services only.)
  • FCA imposed a requirement (No actions to stabilise market price)
  • FCA imposed a requirement (Not to act as Broker Fund Adviser)
  • FCA imposed a requirement (Only rights to/interests in permitted investments)
  • FCA imposed a requirement (Pensions T/O-O only in designated circumstances)
  • FCA imposed a requirement (Regulated activities incidental only.)
  • FCA imposed a requirement (The firm must not act as an ISA manager.)
  • Became authorised by the FCA

FCA register

In the full report: all 22 events

  • All 22 events in its history (15 shown here)
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Firms like Graeme Morrison Mackay

Other firms of the same type (investment or fund manager), nearest first.

In Wetherby

In the Leeds (LS) postcode area

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Graeme Morrison Mackay

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 22 events in its history

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Frequently asked questions about this firm

Is Graeme Morrison Mackay FCA authorised?
Yes, Graeme Morrison Mackay (FRN 197470) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed 8 limits on what it may do.
What is Graeme Morrison Mackay’s phone number?
The FCA register lists the phone number 0845 519 1236 for Graeme Morrison Mackay. If you were given different contact details, use these to check with the firm before going any further.
Is Graeme Morrison Mackay a scam or clone?
Graeme Morrison Mackay is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Graeme Morrison Mackay?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Graeme Morrison Mackay to the Financial Ombudsman Service, free of charge.
Does Graeme Morrison Mackay use any other names?
It trades as legalandfinancial.pro and Morrison Mackay. It has previously used 2 other names: Graeme M and Home Move Solutions.

Sources and links

The full report on Graeme Morrison Mackay

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