Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
No website on the FCA register
-
Phone number
-
Address
86 Jermyn Street, 2nd Floor, London, SW1Y 6JD, United Kingdom
In the full report: 2 background checks
- What kind of line 020 4620 2732 is
- Who else gives the postcode SW1Y 6JD
Other names (7)
If you were contacted under any of these names, it is this firm.
- GI Trading name: A name it trades under now.
- GIA Trading name: A name it trades under now.
- GIA EU Trading name: A name it trades under now.
- GIA UK Trading name: A name it trades under now.
- Guggenheim Trading name: A name it trades under now.
- Guggenheim Investments Trading name: A name it trades under now.
- Guggenheim Partners Trading name: A name it trades under now.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Making arrangements with a view to transactions in investments
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 06764622 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 3 December 2008 (17 years old)
- Registered office
- 86 Jermyn Street, 2nd Floor, London, SW1Y 6JD, United Kingdom
- Nature of business
-
- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Julio Cesar Quintero | Director | May 1978 | 3 Aug 2016 | None |
| Dina Dilorenzo | Director | Aug 1971 | 27 Nov 2017 | None |
| Suzanne Stone | Director | Jan 1983 | 4 Jun 2024 | None |
| Amy Lippincott | Secretary | Not published | 30 Sep 2024 | – |
In the full report: every company its directors have run
- Confirmation that these 3 directors run no other company
- All 10 people who have been directors, with their dates
Filed accounts and finances
Turnover
£5.29m
−10% from £5.89m
Profit before tax
£290k
From a loss of £15.2k
Total equity
£3.32m
−3.4% from £3.44m
Cash at bank
£1.48m
+81% from £816k
Turnover and profit
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company 06764622. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
Guggenheim Investment Advisors (Europe)’s history from the FCA register and Companies House, newest first.
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2010
27 January 2010
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
2008
3 December 2008
- Incorporated at Companies House
Companies House
In the full report: all 31 events
- All 31 events in its history (4 shown here)
- Every director appointment and resignation: 17
Firms connected to Guggenheim Investment Advisors (Europe)
Other FCA-listed firms that share a director, phone number or address with Guggenheim Investment Advisors (Europe). A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share its postcode
- 3
In the full report: all 3 connected firms, named
- How each is linked: the same postcode (3)
- Who links each one: the named directors, with dates
Firms like Guggenheim Investment Advisors (Europe)
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Guggenheim Investment Advisors (Europe)
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 2 background checks on its contact details
- All 31 events in its history
- 3 connected firms, named, and who links them
Instant PDF One-off payment Secure checkout by Stripe
Frequently asked questions about this firm
Is Guggenheim Investment Advisors (Europe) Limited FCA authorised?
What is Guggenheim Investment Advisors (Europe)’s phone number?
Is Guggenheim Investment Advisors (Europe) a scam or clone?
Is my money safe with Guggenheim Investment Advisors (Europe)?
Who runs Guggenheim Investment Advisors (Europe)?
How long has Guggenheim Investment Advisors (Europe) been in business?
What do Guggenheim Investment Advisors (Europe)’s latest accounts show?
Does Guggenheim Investment Advisors (Europe) use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk