Guggenheim Securities International Ltd
Reference number: 485435
Instant download
Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Guggenheim Securities International Ltd, 11-12 Hanover Street, London, Westminster, W1S 1YQ, United Kingdom
In the full report: 3 background checks
- When guggenheimsecurities.com first appeared online, and whether it can receive email
- What kind of line 07771 840949 is
- Who else gives the postcode W1S 1YQ
Other names (6)
If you were contacted under any of these names, it is this firm.
- GSIL Trading name: A name it trades under now.
- Guggenheim Trading name: A name it trades under now.
- Guggenheim Securities Trading name: A name it trades under now.
- Guggenheim Securities International Limited Former name: A name it was registered under before.
- Lazard Capital Markets International Limited Former name: A name it was registered under before.
- LCM ABC Ltd Former name: A name it was registered under before.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Making arrangements with a view to transactions in investments
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 06624746 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 19 June 2008 (18 years old)
- Registered office
- 11-12 Hanover Street, 2nd Floor, London, W1S 1YQ, United Kingdom
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Richard Osler | Director | Nov 1955 | 27 May 2015 | None |
| Robert Bicknese | Director | Nov 1960 | 12 Mar 2019 | None |
| Filippos Stratos | Director | Mar 1966 | 3 Aug 2023 | None |
In the full report: every company its directors have run
- Confirmation that these 3 directors run no other company
- All 13 people who have been directors, with their dates
Filed accounts and finances
Turnover
£1.16m
−29% from £1.64m
Profit before tax
£74.8k
+112% from £35.4k
Total equity
£1.15m
+7% from £1.07m
Cash at bank
£1.34m
+31% from £1.03m
Turnover and profit
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company 06624746. Figures are exactly as filed; nothing is estimated.
Key dates in its history
Guggenheim Securities International’s history from the FCA register and Companies House, newest first.
2025
27 March 2025
- Changed its registered name from "Guggenheim Securities International Limited"
FCA register
2015
6 February 2015
- Changed its registered name from "Lazard Capital Markets International Limited"
FCA register
31 January 2015
- Board replaced: both directors left and 4 new directors took over
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2009
30 January 2009
- Changed its registered name from "LCM ABC Ltd"
FCA register
2008
7 October 2008
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
19 June 2008
- Incorporated at Companies House
Companies House
In the full report: all 37 events
- All 37 events in its history (8 shown here)
- Every director appointment and resignation: 23
Firms connected to Guggenheim Securities International
Other FCA-listed firms that share a director, phone number or address with Guggenheim Securities International. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 4
- share its postcode
- 4
In the full report: all 4 connected firms, named
- How each is linked: the same postcode (4)
- Who links each one: the named directors, with dates
Firms like Guggenheim Securities International
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Guggenheim Securities International
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- Every company its directors have run, named
- 3 background checks on its contact details
- All 37 events in its history
- 4 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk