Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
GUOTAI HAITONG SECURITIES (UK) LIMITED, 4th Floor, 2 London Wall Place, London, EC2Y 5AU, United Kingdom
In the full report: 2 background checks, 1 thing worth a closer look
- What kind of line 07513 555950 is
- Whether EC2Y 5AU is a shared office: 20 other firms give it
Other names (1)
If you were contacted under any of these names, it is this firm.
- GUOTAI JUNAN SECURITIES (UK) LIMITED Former name: A name it was registered under before.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 14818921 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 21 April 2023 (3 years old)
- Registered office
- 2 London Wall Place, 4th Floor, London, EC2Y 5AU, England
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
- Security and commodity contracts dealing activities (SIC 66120)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Jinming Hu | Director | Nov 1978 | 21 Apr 2023 | None |
| Yiwei Liu | Director | May 1978 | 21 Apr 2023 | None |
| Hong Zhuo | Director | Mar 1974 | 12 Nov 2024 | None |
In the full report: every company its directors have run
- Confirmation that these 3 directors run no other company
- All 4 people who have been directors, with their dates
Filed accounts and finances
Turnover
£2.82m
+213% from £900k
Profit before tax
£292k
From a loss of £301k
Net assets
£74.1m
+970% from £6.93m
Cash at bank
£902k
−67% from £2.76m
Turnover and profit
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
Accounts filed at Companies House for company 14818921. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
Guotai Haitong Securities (UK)’s history from the FCA register and Companies House, newest first.
2026
15 January 2026
- Changed its registered name from "GUOTAI JUNAN SECURITIES (UK) LIMITED"
FCA register
2023
7 December 2023
- Regulated by the FCA from this date
- Became authorised by the FCA
FCA register
21 April 2023
- Incorporated at Companies House
Companies House
In the full report: all 10 events
- All 10 events in its history (4 shown here)
- Every director appointment and resignation: 5
Firms like Guotai Haitong Securities (UK)
Other firms of the same type (financial adviser), nearest first.
In London
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Get the full report on Guotai Haitong Securities (UK)
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- Every company its directors have run, named
- 2 background checks on its contact details, 1 flagged
- All 10 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk