Guppy Wealth Management Ltd

Reference number: 795558

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Guppy Wealth Management Ltd (FRN 795558) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Guppy Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Guppy Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When partnership.sjp.co.uk first appeared online, and whether it can receive email
  • What kind of line 07393 895656 is
  • Who else gives the postcode RH16 4BW
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
11066235
Company status
Active
Company type
Private limited company
Incorporated
15 November 2017 (8 years old)
Registered office
Foxmead, Tylers Green, Haywards Heath, RH16 4BW, United Kingdom
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Dominic Guppy Director Dec 1970 15 Nov 2017 None
Joanne Caroline Guppy Director Feb 1964 15 Nov 2017 None
Archie Aidan Peter Guppy Secretary Not published 24 May 2024 –

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
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Key dates in its history

Guppy Wealth Management’s history from the FCA register and Companies House, newest first.

2017

1 December 2017

  • Became an appointed representative

FCA register

15 November 2017

  • Incorporated at Companies House
  • Dominic Guppy became a part-owner (25–50% of shares)
  • Dominic Guppy appointed as a director
  • Joanne Caroline Guppy appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Guppy Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Haywards Heath

Aligned Wealth Financial Planning LtdHaywards HeathAppointed representativeDiana FinnertyHaywards HeathAppointed representativeDipak KarkiHaywards HeathAppointed representativeGoldsmith Wealth Management LimitedHaywards HeathAppointed representativeJeremy Francis Edward TaylorHaywards HeathAppointed representativeServo Private Wealth LimitedHaywards HeathAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Guppy Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 5 events in its history

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Frequently asked questions about this firm

Is Guppy Wealth Management Ltd FCA authorised?
Guppy Wealth Management Ltd (FRN 795558) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Guppy Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Guppy Wealth Management Ltd (FRN 795558) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Guppy Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Guppy Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Guppy Wealth Management’s phone number and website?
The FCA register lists the phone number 07393 895656 and the website partnership.sjp.co.uk/partner/guppywm for Guppy Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Guppy Wealth Management a scam or clone?
Guppy Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Guppy Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Guppy Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Guppy Wealth Management?
Companies House lists one person with significant control of Guppy Wealth Management: Mr Dominic Guppy (25–50% of shares).
Who runs Guppy Wealth Management?
Companies House lists 2 directors of Guppy Wealth Management: Dominic Guppy and Joanne Caroline Guppy.
How long has Guppy Wealth Management been in business?
The company was formed on 15 November 2017.

Sources and links

The full report on Guppy Wealth Management Ltd

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