Hamilton Wealth Planning Limited

Reference number: 992783

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Hamilton Wealth Planning Limited (FRN 992783) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Hamilton Wealth Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Hamilton Wealth Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When hamiltonwealthplanning.co.uk first appeared online, and whether it can receive email
  • What kind of line 01308 868848 is
  • Who else gives the postcode DT6 5PZ
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Concerns on the company record

  • Accounts are overdue at Companies House.
Company number
14435304
Company status
Active
Company type
Private limited company
Incorporated
21 October 2022 (4 years old)
Registered office
Albert Goodman, Lupin Way, Yeovil, Somerset, BA22 8WW, United Kingdom
Nature of business
  • Financial management (SIC 70221)

Directors and company secretaries

Name Role Born Appointed Other companies
Alexander Hamilton Richards Director Apr 1986 21 Oct 2022 4 other companies

Other companies run by its director

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
4
closed down
2
still active
2

In the full report: all 4 companies, named

  • What each company does, and whether it is still trading
  • Which of its director sits on each board, and since when
  • Any that went into liquidation or administration
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Filed accounts and finances

Year to 31 October 2023Micro-entity accountsNot audited

Net assets

£7,125

No earlier figure to compare

Employees (average)

1

No earlier figure to compare

Owed within a year

£3,395

No earlier figure to compare

Its next accounts are overdue at Companies House.

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 14435304. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Hamilton Wealth Planning’s history from the FCA register and Companies House, newest first.

2023

2 March 2023

  • Became an appointed representative
  • Began trading as "Hamilton Wealth Planning"

FCA register

2022

21 October 2022

  • Incorporated at Companies House
  • Alexander Hamilton Richards became a part-owner (25–50% of shares)
  • Lucy Mary Richards became a part-owner (25–50% of shares)
  • Alexander Hamilton Richards appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Hamilton Wealth Planning

Other firms of the same type (financial adviser), nearest first.

In Bridport

Davies Wealth Management LtdBridportAppointed representativeGillinghams Independent Financial Advisers LimitedBridportAuthorised

In the Dorchester (DT) postcode area

Chesil Financial Planning LtdWeymouthAppointed representativeGoodale Financial Partners LtdBlandfordAppointed representativeHolt Financial Services LimitedWeymouthAppointed representativeJohn Carrick Wealth Management LLPDorsetAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Hamilton Wealth Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 4 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 6 events in its history

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Frequently asked questions about this firm

Is Hamilton Wealth Planning Limited FCA authorised?
Hamilton Wealth Planning Limited (FRN 992783) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Hamilton Wealth Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Hamilton Wealth Planning Limited (FRN 992783) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Hamilton Wealth Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Hamilton Wealth Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Hamilton Wealth Planning’s phone number and website?
The FCA register lists the phone number 01308 868848 and the website hamiltonwealthplanning.co.uk for Hamilton Wealth Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Hamilton Wealth Planning a scam or clone?
Hamilton Wealth Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Hamilton Wealth Planning?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Hamilton Wealth Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Hamilton Wealth Planning?
Companies House lists 2 people with significant control of Hamilton Wealth Planning: Mr Alexander Hamilton Richards (25–50% of shares) and Mrs Lucy Mary Richards (25–50% of shares).
Who runs Hamilton Wealth Planning?
Companies House lists one director of Hamilton Wealth Planning: Alexander Hamilton Richards.
How long has Hamilton Wealth Planning been in business?
The company was formed on 21 October 2022.
What do Hamilton Wealth Planning’s latest accounts show?
Its latest accounts, to 31 October 2023, show net assets of £7,125 (no earlier figure to compare). Its accounts are overdue at Companies House.

Sources and links

The full report on Hamilton Wealth Planning Limited

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