Hathaway Investment Management Limited

Reference number: 191751

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When hathawayinvestment.com first appeared online, and whether it can receive email
  • What kind of line 0121 632 3970 is
  • Who else gives the postcode B2 5RS
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Shakespeares Solicitors Former name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Safeguarding and administration of assets (without arranging)

Limits on what they may do

  • Voluntary Requirement
    Restriction on New Clients 1. The Firm must not onboard new clients, other than those identified in the Authority’s email of 25 September 2026, without the Authority’s prior written consent. The Authority agrees to consider any request promptly. Restriction on Accepting New Monies and Assets from Clients 2. The Firm must not request or accept new monies and assets from clients, other than those identified in the Authority’s email of 25 September 2026, without the Authority’s prior written consent. The Authority agrees to consider any request promptly. Asset Restriction 3. The Firm must not, without the Authority’s prior written consent, in any way dispose of, withdraw, transfer, deal with or diminish the value of any of its own assets, and any funds it holds for, or to the order of, its clients (whether in the United Kingdom or elsewhere). The Authority agrees to consider any request promptly. 4. The Firm must ensure that all relevant funds are appropriately ringfenced in a designated client money account or accounts. For the avoidance of doubt, if this requires a transfer between accounts, this must be done with the prior written consent of the Authority. The Authority agrees to consider any request promptly. 5. The Requirement in paragraph 3 does not apply to: a. monetary payments or the disposal of assets made by the Firm in the ordinary course of business, amounting to no more than £10,000 whether as a single transaction or a combination of related transactions in any single calendar month. The Authority agrees to consider any request promptly; and b. those identified in the Authority’s email of 25 September 2026. 6. The Requirement in Paragraph 3 also does not apply to: a. Transactions giving effect to instructions initiated by clients. b. Usual and proper salary payments, pension scheme contributions and payments to HMRC made by the Firm. c. The transfer or disposal of any of the Firm’s or the YFS Hathaway Fund’s investment management agreements to any third party, provided that (a) the Firm gives the Authority no less than five working days’ prior written notice of any such transfer or disposal, such notice to include details of the investment management agreements to be transferred or disposed of and the details of any counterparty, and (b) the Authority provides its written consent to the Firm for such a disposal. 7. For the purposes of paragraph 5, the following shall not be regarded as payments in the ordinary course of business: a. Payments of unusual or significant amounts to the Firm’s controllers, shareholders, directors, officers, employees or any connected persons (which shall include any management or performance fees). b. The making of any capital distribution or payment of any dividend. c. The making of any non-de minimis gift or loan by the Firm to any party. d. The entry into any financial restructuring, sale or reorganisation of any part of the Firm (whether share or asset based).

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
03849924
Company status
Active
Company type
Private limited company
Incorporated
29 September 1999 (27 years old)
Registered office
Grosvenor House, 14 Bennetts Hill, Birmingham, West Midlands, B2 5RS
Nature of business
  • Security and commodity contracts dealing activities (SIC 66120)
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Graham Andrew John Englefield Director Jun 1962 30 Sep 1999 2 other companies
Stuart Robert George Englefield Director Sep 1960 30 Sep 1999 19 other companies
James Pearce Director Apr 1972 17 Nov 2005 None
Stuart Robert George Englefield Secretary Not published 30 Sep 1999 19 other companies

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
19
closed down
15
went insolvent
1

In the full report: all 19 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The 2 companies these 3 directors run together
  • All 12 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 April 2026Full accountsAudited

Turnover

£878k

+3.9% from £845k

Profit before tax

£26.7k

−66% from £77.7k

Total equity

£356k

+6.4% from £335k

Cash at bank

£224k

−7% from £241k

Turnover and profit

In the full report: all 7 years of accounts

  • Every year from 2020 to 2026
  • Both charts, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 03849924. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Hathaway Investment Management’s history from the FCA register and Companies House, newest first.

Key events (11) All events (35)

2026

1 October 2026

  • FCA imposed a requirement (Voluntary Requirement)

FCA register

2016

6 April 2016

  • Farimah Englefield became a part-owner (25–50% of shares)
  • Graham Andrew John Englefield gained significant control
  • Rosslyne Englefield became a part-owner (25–50% of shares)
  • Stuart Robert George Englefield gained significant control

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1999

23 December 1999

  • Changed its registered name from "Shakespeares Solicitors"

FCA register

29 September 1999

  • Incorporated at Companies House

Companies House

1901

1 January 1901

  • Regulated by the Investment Management Regulatory Organisation from this date

FCA register

In the full report: all 35 events

  • All 35 events in its history (11 shown here)
  • Every director appointment and resignation: 21
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Firms like Hathaway Investment Management

Other firms of the same type (investment or fund manager), nearest first.

In Birmingham

Wesleyan Unit Trust Managers LimitedBirminghamAuthorisedStandard Life Fund Managers LimitedBirminghamAuthorisedAlTi RE LimitedBirminghamAuthorisedAscot Lloyd Investment Management LimitedBirminghamAuthorisedHeligan Investments LLPBirminghamAuthorisedMargetts Fund Management LimitedBirminghamAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Hathaway Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 19 other companies its directors have run, named
  • 3 background checks on its contact details
  • 7 years of accounts, charted
  • All 35 events in its history

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Frequently asked questions about this firm

Is Hathaway Investment Management Limited FCA authorised?
Yes, Hathaway Investment Management Limited (FRN 191751) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Hathaway Investment Management’s phone number and website?
The FCA register lists the phone number 0121 632 3970 and the website hathawayinvestment.com for Hathaway Investment Management. If you were given different contact details, use these to check with the firm before going any further.
Is Hathaway Investment Management a scam or clone?
Hathaway Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Hathaway Investment Management?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Hathaway Investment Management to the Financial Ombudsman Service, free of charge.
Who owns Hathaway Investment Management?
Companies House lists 4 people with significant control of Hathaway Investment Management: Mrs Farimah Englefield (25–50% of shares), Rosslyne Englefield (25–50% of shares), Mr Stuart Robert George Englefield (significant influence or control) and Mr Graham Andrew John Englefield (significant influence or control).
Who runs Hathaway Investment Management?
Companies House lists 3 directors of Hathaway Investment Management: Graham Andrew John Englefield, Stuart Robert George Englefield and James Pearce.
How long has Hathaway Investment Management been in business?
The company was formed on 29 September 1999, and has held its current FCA authorisation since December 2001.
What do Hathaway Investment Management’s latest accounts show?
Its latest accounts, to 30 April 2026, show turnover of £878k (+3.9% from £845k) and profit before tax of £26.7k (−66% from £77.7k).
Does Hathaway Investment Management use any other names?
It has previously used the name Shakespeares Solicitors.

Sources and links

The full report on Hathaway Investment Management Limited

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