Heath Financial Management

Reference number: 416907

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01255 871429

  • Address

    Heath Cottage, Heath Road, Bradfield, Manningtree, Essex, CO11 2XD, United Kingdom

In the full report: 2 background checks

  • What kind of line 01255 871429 is
  • Who else gives the postcode CO11 2XD
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

FCA disciplinary action

FCA action

action
1
most recent
June 2010
  • Permission varied or cancelled on 11 June 2010
    The Financial Services Authority (the 'FSA') has varied the Part IV permission of Darren Michael Kempster trading as Heath Financial Management ('Mr Kempster') of Heath Cottage, Heath Road, Bradfield, Manningtree CO11 2XD. The FSA's action took effect on 23 March 2010 and a copy of the First Supervisory Notice, which sets out the reason for the action, is displayed on the FSA's web site and can be accessed using the following link: http://www.fsa.gov.uk/pubs/final/darren_kempster.pdf The reason for this action is that the FSA considered it necessary to vary Mr Kempster's permission as he had failed to provide evidence that he held current Professional Indemnity Insurance.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Heath Financial Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (8)

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2010

11 June 2010

  • FCA action: Permission varied or cancelled

FCA register

2005

17 February 2005

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

In the full report: all 8 events

  • All 8 events in its history (4 shown here)
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Firms like Heath Financial Management

Other firms of the same type (financial adviser), nearest first.

In Manningtree

Mark J Morsley and Associates LtdManningtreeAuthorisedCDC Consultancy LimitedManningtreeAppointed representative

In the Colchester (CO) postcode area

Affinia LimitedColchesterAuthorisedAjax Wealth Management LimitedColchesterAuthorisedArcaria Financial Solutions LtdColchesterAuthorisedAshworth Financial Planning LimitedColchesterAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Heath Financial Management

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  • 2 background checks on its contact details
  • All 8 events in its history

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Frequently asked questions about this firm

Is Heath Financial Management FCA authorised?
Yes, Heath Financial Management (FRN 416907) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since February 2005 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Heath Financial Management’s phone number?
The FCA register lists the phone number 01255 871429 for Heath Financial Management. If you were given different contact details, use these to check with the firm before going any further.
Is Heath Financial Management a scam or clone?
Heath Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Heath Financial Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Heath Financial Management to the Financial Ombudsman Service, free of charge.
Has the FCA taken action against Heath Financial Management?
Yes. The FCA register records 1 change to its permissions in 2010. The details are in the disciplinary section above, with links to the FCA's notices.

Sources and links

The full report on Heath Financial Management

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