Hermod Capital Limited

Reference number: 1018121

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Thornbridge Investment Management LLP Reference number: 713859 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Hermod Capital Limited (FRN 1018121) is an AR of Thornbridge Investment Management LLP (FRN 713859). When you use Hermod Capital's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Hermod Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07879 414638

  • Address

    5th Floor, 167-169 Great Portland Street, London, W1W 5PF, United Kingdom

In the full report: 2 background checks, 1 thing worth a closer look

  • What kind of line 07879 414638 is
  • Whether W1W 5PF is a shared office: 134 other firms give it
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Thornbridge Investment Management LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
15780785
Company status
Active
Company type
Private limited company
Incorporated
15 June 2024 (2 years old)
Registered office
5th Floor 167-169 Great Portland Street, London, W1W 5PF, England
Nature of business
  • Management consultancy activities other than financial management (SIC 70229)

Directors and company secretaries

Name Role Born Appointed Other companies
Charles Empson Director Feb 1989 15 Jun 2024 None
Henry Francklin Director Aug 1988 15 Jun 2024 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
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Filed accounts and finances

Year to 30 June 2025Micro-entity accountsNot audited

Net assets

£1,592

No earlier figure to compare

Employees (average)

2

No earlier figure to compare

Owed within a year

£58.6k

No earlier figure to compare

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 15780785. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Hermod Capital’s history from the FCA register and Companies House, newest first.

2024

13 September 2024

  • Became an appointed representative

FCA register

15 June 2024

  • Incorporated at Companies House
  • Charles Empson became a part-owner (25–50% of shares)
  • Henry Francklin became a part-owner (25–50% of shares)
  • Charles Empson appointed as a director
  • Henry Francklin appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Hermod Capital

Other firms of the same type (investment or fund manager), nearest first.

In London

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Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Hermod Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details, 1 flagged
  • All 6 events in its history

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Frequently asked questions about this firm

Is Hermod Capital Limited FCA authorised?
Hermod Capital Limited (FRN 1018121) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Hermod Capital?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Hermod Capital Limited (FRN 1018121) is an AR of Thornbridge Investment Management LLP (FRN 713859). When you use Hermod Capital's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Hermod Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Hermod Capital’s phone number?
The FCA register lists the phone number 07879 414638 for Hermod Capital. If you were given different contact details, use these to check with the firm before going any further.
Is Hermod Capital a scam or clone?
Hermod Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Hermod Capital?
Protection works through Thornbridge Investment Management LLP, the principal firm responsible for Hermod Capital's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Hermod Capital?
Companies House lists 2 people with significant control of Hermod Capital: Mr Henry Francklin (25–50% of shares) and Mr Charles Empson (25–50% of shares).
Who runs Hermod Capital?
Companies House lists 2 directors of Hermod Capital: Charles Empson and Henry Francklin.
How long has Hermod Capital been in business?
The company was formed on 15 June 2024.
What do Hermod Capital’s latest accounts show?
Its latest accounts, to 30 June 2025, show net assets of £1,592 (no earlier figure to compare).

Sources and links

The full report on Hermod Capital Limited

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