Hockey Wealth Management Ltd

Reference number: 1000155

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Hockey Wealth Management Ltd (FRN 1000155) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Hockey Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Hockey Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07740 192291

  • Address

    Porthcasseg Farm, St. Arvans, Chepstow, Monmouthshire, NP16 6HG, United Kingdom

In the full report: 2 background checks

  • What kind of line 07740 192291 is
  • Who else gives the postcode NP16 6HG
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • William Hockey Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
16499913
Company status
Active
Company type
Private limited company
Incorporated
5 June 2025 (1 year old)
Registered office
Porthcasseg Farm, St. Arvans, Chepstow, NP16 6HG, Wales
Nature of business
  • Management consultancy activities other than financial management (SIC 70229)

Directors and company secretaries

Name Role Born Appointed Other companies
Willliam Roger Harold Hockey Director Jun 1984 5 Jun 2025 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Key dates in its history

Hockey Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (7)

2025

3 July 2025

  • Changed its registered name from "William Hockey"

FCA register

5 June 2025

  • Incorporated at Companies House
  • Willliam Roger Harold Hockey became the majority owner (50–75% of shares)

Companies House

2023

22 August 2023

  • Became an appointed representative

FCA register

In the full report: all 7 events

  • All 7 events in its history (4 shown here)
  • Every director appointment and resignation: 1
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Firms like Hockey Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Chepstow

Gerald ArcherChepstowAppointed representativeIsaac Wealth LimitedChepstowAppointed representativeRwg Financial Planning LimitedChepstowAppointed representativeQC Financial Management LimitedChepstowAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Hockey Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 7 events in its history

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Frequently asked questions about this firm

Is Hockey Wealth Management Ltd FCA authorised?
Hockey Wealth Management Ltd (FRN 1000155) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Hockey Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Hockey Wealth Management Ltd (FRN 1000155) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Hockey Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Hockey Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Hockey Wealth Management’s phone number?
The FCA register lists the phone number 07740 192291 for Hockey Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Hockey Wealth Management a scam or clone?
Hockey Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Hockey Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Hockey Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Hockey Wealth Management?
Companies House lists one person with significant control of Hockey Wealth Management: Mr Willliam Roger Harold Hockey (50–75% of shares).
Who runs Hockey Wealth Management?
Companies House lists one director of Hockey Wealth Management: Willliam Roger Harold Hockey.
How long has Hockey Wealth Management been in business?
The company was formed on 5 June 2025.
Does Hockey Wealth Management use any other names?
It has previously used the name William Hockey.

Sources and links

The full report on Hockey Wealth Management Ltd

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