Authorised, but in an insolvency process
This firm is under the control of insolvency practitioners and may have stopped taking on new business. If you are or were a customer, deal with the appointed office holders rather than the firm.
What the FCA says
ATTENTION - Firm in an insolvency process
This firm is in an insolvency process. It is under the control of the appointed insolvency office holder(s) and may have stopped taking on new business. It has to continue to meet our standards in line with its regulatory status, including when dealing with its customers. If you are/were a customer check how this affects you with the firm or the appointed insolvency office holder(s).
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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No phone number on the FCA register
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Address
Adam Henry Stephens and Philip Hemming of S&W Partners LLP, 45 Gresham Street, London, EC2V 7BG, United Kingdom
In the full report: 1 background check, 1 thing worth a closer look
- Whether EC2V 7BG is a shared office: 22 other firms give it
Other names (17)
If you were contacted under any of these names, it is this firm.
- Jarvis Investment Management Plc Former name: A name it was registered under before.
- Dial-n-Deal Former trading name: A name it used to trade under.
- Grant Greening Financial Services Former trading name: A name it used to trade under.
- Investorease Sharedealing Former trading name: A name it used to trade under.
- London South East Trading Former trading name: A name it used to trade under.
- LSE Trading Former trading name: A name it used to trade under.
- Moneyfacts Sharedealing Service Former trading name: A name it used to trade under.
- Ring 395 Former trading name: A name it used to trade under.
- sellmysharecertificates.com Former trading name: A name it used to trade under.
- ShareDeal Active Former trading name: A name it used to trade under.
- SharePrices Trading Former trading name: A name it used to trade under.
- Signature Former trading name: A name it used to trade under.
- The Express Sharedealing Service Former trading name: A name it used to trade under.
- The Money on Toast Sharedealing Service Former trading name: A name it used to trade under.
- The Sunday Times Sharedealing Service Former trading name: A name it used to trade under.
- The Worldlink Sharedealing Service Former trading name: A name it used to trade under.
- x-o.co.uk Former trading name: A name it used to trade under.
Past FCA permissions and consumer protection
- In an insolvency processMoney the firm held is returned through the appointed office holders, which takes time and can fall short. The FSCS covers eligible claims up to its limits, and the Ombudsman can still look at a complaint.
Show FCA detail (6 permissions)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
- Safeguarding and administration of assets (without arranging)
Limits on the record
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The firm has voluntarily agreed restrictions in accordance with Section 55L(5)(a) FSMA as set out in its market announcement dated 16 September 2022
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FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 01844601 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 30 August 1984 (42 years old)
- Registered office
- 78 Mount Ephraim, Royal Tunbridge Wells, Kent, TN4 8BS
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Stephen Martin Middleton | Director | Feb 1975 | 1 Apr 2021 | 19 other companies |
| Sarah Angus | Director | Jun 1979 | 3 Oct 2022 | None |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 19
- closed down
- 7
- are FCA-registered
- 3
In the full report: all 19 companies, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 3 on the FCA register
- All 13 people who have ever been directors, with their dates
Key dates in its history
Jarvis Investment Management’s history from the FCA register and Companies House, newest first.
2022
16 September 2022
- FCA imposed a requirement (The firm has voluntarily agreed restrictions in accordance with Section 55L(5)(a) FSMA as set out in its market announcement dated 16 September 2022)
FCA register
2016
6 April 2016
- Jarvis Securities PLC took control (75–100% of shares)
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2009
15 December 2009
- Changed its registered name from "Jarvis Investment Management Plc"
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
18 July 2001
- Changed its registered name from "Jarvis Investment Management Limited"
FCA register
1994
28 November 1994
- Regulated by the Personal Investment Authority from this date
FCA register
1984
30 August 1984
- Incorporated at Companies House
Companies House
In the full report: all 66 events
- All 66 events in its history (9 shown here)
- Every director appointment and resignation: 22
Firms connected to Jarvis Investment Management
Other FCA-listed firms that share a director, phone number or address with Jarvis Investment Management. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share a director
- 3
In the full report: all 3 connected firms, named
- How each is linked: shared directors (3)
- Who links each one: the named directors, with dates
Firms like Jarvis Investment Management
Other firms of the same type (investment platform or stockbroker), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Jarvis Investment Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 19 other companies its directors have run, named
- 1 background check on its contact details, 1 flagged
- All 66 events in its history
- 3 connected firms, named, and who links them
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Frequently asked questions about this firm
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Does Jarvis Investment Management use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Report a scam to the FCA fca.org.uk