Jim McGarvie Wealth Management LLP

Reference number: 831015

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Jim McGarvie Wealth Management LLP (FRN 831015) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Jim McGarvie Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Jim McGarvie Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When partnership.sjp.co.uk first appeared online, and whether it can receive email
  • What kind of line 01793 323319 is
  • Who else gives the postcode SN3 3PU
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC425336
Company status
Active
Company type
Limited liability partnership
Incorporated
20 December 2018 (7 years old)
Registered office
Brookleigh Milley Road, Waltham St Lawrence, Reading, Berkshire, RG10 0JR, United Kingdom

Directors and company secretaries

Name Role Born Appointed Other companies
Denise Rosemary Mcgarvie LLP designated member Mar 1962 20 Dec 2018 1 other company
James Carlin Mcgarvie LLP designated member Sep 1968 20 Dec 2018 1 other company
Kieran James Carlin Mcgarvie LLP member Jul 1998 20 Dec 2018 1 other company

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
still active
1
run together
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 1 company these 3 directors run together
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Key dates in its history

Jim McGarvie Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (7)

2019

16 January 2019

  • Became an appointed representative

FCA register

2018

20 December 2018

  • Incorporated at Companies House
  • Denise Rosemary McGarvie became a part-owner (25–50% of shares)
  • James Carlin McGarvie became a part-owner (25–50% of shares)

Companies House

In the full report: all 7 events

  • All 7 events in its history (4 shown here)
  • Every director appointment and resignation: 3
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Firms like Jim McGarvie Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Swindon

Advice on Wealth LtdSwindonAppointed representativeAnnika GrizzellSwindonAppointed representativeAssured Wealth Management LimitedSwindonAppointed representativeCarter Moore Financial Advice and Wealth Management LtdSwindonAppointed representativeChris PughSwindonAppointed representativeClifford Wealth Management LimitedSwindonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Jim McGarvie Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details
  • All 7 events in its history

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Frequently asked questions about this firm

Is Jim McGarvie Wealth Management LLP FCA authorised?
Jim McGarvie Wealth Management LLP (FRN 831015) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Jim McGarvie Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Jim McGarvie Wealth Management LLP (FRN 831015) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Jim McGarvie Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Jim McGarvie Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Jim McGarvie Wealth Management’s phone number and website?
The FCA register lists the phone number 01793 323319 and the website partnership.sjp.co.uk/partner/jimmcgarvie for Jim McGarvie Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Jim McGarvie Wealth Management a scam or clone?
Jim McGarvie Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Jim McGarvie Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Jim McGarvie Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Jim McGarvie Wealth Management?
Companies House lists 2 people with significant control of Jim McGarvie Wealth Management: Mr James Carlin McGarvie (25–50% of votes) and Mrs Denise Rosemary McGarvie (25–50% of votes).
Who runs Jim McGarvie Wealth Management?
Companies House lists 3 directors of Jim McGarvie Wealth Management: Denise Rosemary McGarvie, James Carlin McGarvie and Kieran James Carlin McGarvie.
How long has Jim McGarvie Wealth Management been in business?
The company was formed on 20 December 2018.

Sources and links

The full report on Jim McGarvie Wealth Management LLP

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