John Roddick & Son

Reference number: 113038

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Authorised by the FCA

John Roddick & Son is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When roddicks.co.uk first appeared online, and whether it can receive email
  • What kind of line 01461 202822 is
  • Who else gives the postcode DG12 6AL
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (9 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Limits on what they may do

  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • DERIVATIVES only during corporate finance
    The firm must not carry on regulated activities in relation to DERIVATIVES otherwise than in the course of carrying on CORPORATE FINANCE business (excluding the activities forming paragraph (b) of the definition of CORPORATE FINANCE business)
  • No pension transfer or opt out
    The firm must not carry on any business relating to a PENSION TRANSFER or OPT OUT.
  • Not to act as Broker Fund Adviser
    The firm must not operate as a BROKER FUND ADVISER
  • Regulated activities incidental only.
    The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

John Roddick & Son’s history from the FCA register and Companies House, newest first.

2023

6 November 2023

  • FCA recorded a standard requirement (Financial Promotions for own firm, ARs and other members of the group)

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

31 March 2013

  • No longer regulated by the Financial Services Authority

FCA register

2002

22 March 2002

  • FCA imposed a requirement (DERIVATIVES only during corporate finance)
  • FCA imposed a requirement (No pension transfer or opt out)
  • FCA imposed a requirement (Not to act as Broker Fund Adviser)
  • FCA imposed a requirement (Only rights to/interests in permitted investments)
  • FCA imposed a requirement (Regulated activities incidental only.)

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1988

29 April 1988

  • Supervised by The Law Society of Scotland from this date

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like John Roddick & Son

Other firms of the same type (investment platform or stockbroker), nearest first.

Elsewhere in the UK

Wise Assets UK LtdLondonAuthorisedOANDA Europe LimitedLondonAuthorisedSantander ISA Managers LimitedGlasgowAuthorisedCapital Com (UK) LimitedLondonAuthorisedTrading 212 UK LimitedLondonAuthorisedAviva Investment Solutions UK LimitedYorkAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on John Roddick & Son

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 11 events in its history

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Frequently asked questions about this firm

Is John Roddick & Son FCA authorised?
Yes, John Roddick & Son (FRN 113038) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment platform or stockbroker. The FCA has placed 5 limits on what it may do.
What is John Roddick & Son’s phone number and website?
The FCA register lists the phone number 01461 202822 and the website roddicks.co.uk for John Roddick & Son. If you were given different contact details, use these to check with the firm before going any further.
Is John Roddick & Son a scam or clone?
John Roddick & Son is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with John Roddick & Son?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about John Roddick & Son to the Financial Ombudsman Service, free of charge.

Sources and links

The full report on John Roddick & Son

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