Lumley Baxter Asset Management LLP

Reference number: 486803

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When lumleybaxter.co.uk first appeared online, and whether it can receive email
  • What kind of line 01484 421428 is
  • Who else gives the postcode HD4 7BH
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Robert Lumley & Associates Trading name: A name it trades under now.

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Limited liability partnership
Incorporated
15 July 2008 (18 years old)
Registered office
The Mending Rooms Park Valley Mills, Meltham Road, Huddersfield, West Yorkshire, HD4 7BH, England

Directors and company secretaries

Name Role Born Appointed Other companies
Richard Scott Baxter LLP designated member Dec 1968 15 Jul 2008 None
Michael Richard Lumley LLP designated member Feb 1963 15 Jul 2008 2 other companies
Caroline Anne Lumley LLP designated member May 1970 1 Aug 2009 1 other company
Helen Louise Baxter LLP designated member Feb 1962 1 Aug 2017 1 other company
Oliver Michael Lumley LLP designated member Nov 1991 1 Oct 2023 None

Other companies run by these 5 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
3
still active
2
went insolvent
1

In the full report: all 3 companies, named

  • What each company does, and whether it is still trading
  • Which of these 5 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The 1 company these 5 directors run together
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Filed accounts and finances

Year to 31 March 2025Micro-entity accountsNot audited

Employees (average)

8

Same as 8

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company OC338740. Figures are exactly as filed; nothing is estimated.

Key dates in its history

Lumley Baxter Asset Management’s history from the FCA register and Companies House, newest first.

2017

1 August 2017

  • Richard Scott Baxter became a part-owner (25–50% of shares)

Companies House

2016

6 April 2016

  • Michael Richard Lumley became the majority owner (50–75% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2008

3 December 2008

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

15 July 2008

  • Incorporated at Companies House

Companies House

In the full report: all 15 events

  • All 15 events in its history (6 shown here)
  • Every director appointment and resignation: 5
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Firms connected to Lumley Baxter Asset Management

Other FCA-listed firms that share a director, phone number or address with Lumley Baxter Asset Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its postcode
1

In the full report: the connected firm, named

  • How it is linked: the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Lumley Baxter Asset Management

Other firms of the same type (financial adviser), nearest first.

In Huddersfield

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Lumley Baxter Asset Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 15 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Lumley Baxter Asset Management LLP FCA authorised?
Yes, Lumley Baxter Asset Management LLP (FRN 486803) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2008 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Lumley Baxter Asset Management’s phone number and website?
The FCA register lists the phone number 01484 421428 and the website lumleybaxter.co.uk for Lumley Baxter Asset Management. If you were given different contact details, use these to check with the firm before going any further.
Is Lumley Baxter Asset Management a scam or clone?
Lumley Baxter Asset Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Lumley Baxter Asset Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Lumley Baxter Asset Management to the Financial Ombudsman Service, free of charge.
Who owns Lumley Baxter Asset Management?
Companies House lists 2 people with significant control of Lumley Baxter Asset Management: Mr Michael Richard Lumley (50–75% of votes) and Mr Richard Scott Baxter (25–50% of votes).
Who runs Lumley Baxter Asset Management?
Companies House lists 5 directors of Lumley Baxter Asset Management: Richard Scott Baxter, Michael Richard Lumley, Caroline Anne Lumley, Helen Louise Baxter and Oliver Michael Lumley.
How long has Lumley Baxter Asset Management been in business?
The company was formed on 15 July 2008, and has held its current FCA authorisation since December 2008.
What do Lumley Baxter Asset Management’s latest accounts show?
Does Lumley Baxter Asset Management use any other names?
It trades as Robert Lumley & Associates.

Sources and links

The full report on Lumley Baxter Asset Management LLP

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