Mark Barclay Wealth Management LLP

Reference number: 515337

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Mark Barclay Wealth Management LLP (FRN 515337) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Mark Barclay Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Mark Barclay Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When mbarclay.co.uk first appeared online, and whether it can receive email
  • What kind of line 01865 950980 is
  • Who else gives the postcode OX2 7HN
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Mark Barclay Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC445227
Company status
Active
Company type
Limited liability partnership
Incorporated
3 January 2023 (3 years old)
Registered office
Brookleigh Milley Road, Waltham St. Lawrence, Reading, RG10 0JR, England

Directors and company secretaries

Name Role Born Appointed Other companies
Mark Barclay LLP designated member Apr 1977 3 Jan 2023 None
Sunita Barclay LLP designated member Feb 1978 1 Aug 2024 1 other company

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
still active
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
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Key dates in its history

Mark Barclay Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (9)

2024

5 April 2024

  • Changed its registered name from "Mark Barclay"

FCA register

2023

3 January 2023

  • Incorporated at Companies House
  • Mark Barclay took control (75–100% of shares)

Companies House

2009

29 December 2009

  • Became an appointed representative

FCA register

In the full report: all 9 events

  • All 9 events in its history (4 shown here)
  • Every director appointment and resignation: 4
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Firms like Mark Barclay Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Oxford

Anthony PoundOxfordAppointed representativeDavey & Weber Independent Financial Advisers LtdOxfordAppointed representativeElizabeth MaudsleyOxfordAppointed representativeFinancial Fitness Advisors LtdOxfordAppointed representativeFiona LoaderOxfordAppointed representativeFolan Brookes Financial Consultants LimitedOxfordAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Mark Barclay Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details
  • All 9 events in its history

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Frequently asked questions about this firm

Is Mark Barclay Wealth Management LLP FCA authorised?
Mark Barclay Wealth Management LLP (FRN 515337) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Mark Barclay Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Mark Barclay Wealth Management LLP (FRN 515337) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Mark Barclay Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Mark Barclay Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Mark Barclay Wealth Management’s phone number and website?
The FCA register lists the phone number 01865 950980 and the website mbarclay.co.uk for Mark Barclay Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Mark Barclay Wealth Management a scam or clone?
Mark Barclay Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Mark Barclay Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Mark Barclay Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Mark Barclay Wealth Management?
Companies House lists one person with significant control of Mark Barclay Wealth Management: Mark Barclay (75–100% of votes).
Who runs Mark Barclay Wealth Management?
Companies House lists 2 directors of Mark Barclay Wealth Management: Mark Barclay and Sunita Barclay.
How long has Mark Barclay Wealth Management been in business?
The company was formed on 3 January 2023.
Does Mark Barclay Wealth Management use any other names?
It has previously used the name Mark Barclay.

Sources and links

The full report on Mark Barclay Wealth Management LLP

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