Introducer appointed representative
Mark Brant can only introduce you to their principal, and cannot give financial advice, recommend products, or arrange deals alone.
Responsible principal firm
St. James's Place Wealth Management Plc Reference number: 195351 View firm →What does this mean?
- An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
- Mark Brant (FRN 416147) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Mark Brant.
- Example: if Mark Brant refers you to a financial adviser, the advice should come from the principal firm, not from Mark Brant itself.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
98 Filey Road, Scarborough, North Yorkshire, YO11 3AA, United Kingdom
In the full report: 2 background checks
- What kind of line 07941 057596 is
- Who else gives the postcode YO11 3AA
Other names (2)
If you were contacted under any of these names, it is this firm.
- Network Ventures Former trading name: A name it used to trade under.
- Network Ventures Financial Strategies Former trading name: A name it used to trade under.
FCA permissions and consumer protection
- Protection through the principal firmProtection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
Mark Brant’s history from the FCA register and Companies House, newest first.
2004
30 November 2004
- Became an introducer appointed representative
FCA register
In the full report: all 5 events
- All 5 events in its history (1 shown here)
Firms like Mark Brant
Other firms of the same type (financial adviser), nearest first.
In Scarborough
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Mark Brant
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 background checks on its contact details
- All 5 events in its history
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Frequently asked questions about this firm
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Does Mark Brant use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk