Mark Robert Surgeon

Reference number: 582663

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Appointed representative

Mark Robert Surgeon does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

AKFP Ltd Reference number: 176477 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Mark Robert Surgeon (FRN 582663) is an AR of AKFP Ltd (FRN 176477). When you use Mark Robert Surgeon's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Mark Robert Surgeon, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    028 9260 3175

  • Address

    8-10 Graham Gardens, Lisburn, Co.Antrim, BT28 1XE, United Kingdom

In the full report: 2 background checks

  • What kind of line 028 9260 3175 is, and the other firm that gives it
  • Who else gives the postcode BT28 1XE
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Surgeon Financial Planning Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through AKFP Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Mark Robert Surgeon’s history from the FCA register and Companies House, newest first.

2012

12 June 2012

  • Became an appointed representative
  • Began trading as "Surgeon Financial Planning"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Mark Robert Surgeon

Other FCA-listed firms that share a director, phone number or address with Mark Robert Surgeon. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its phone number
1

In the full report: the connected firm, named

  • How it is linked: the same phone number (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Mark Robert Surgeon

Other firms of the same type (financial adviser), nearest first.

In Lisburn

Ardent Wealth LimitedLisburnAppointed representativeHillsborough Financial Management LtdLisburnAppointed representativeIvan WhanLisburnAppointed representativeJ.P.G Financial (N.I.) LimitedLisburnAppointed representativeJohn TrainorLisburnAppointed representativeStephen Eaton & CompanyLisburnAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Mark Robert Surgeon

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 2 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Mark Robert Surgeon FCA authorised?
Mark Robert Surgeon (FRN 582663) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Mark Robert Surgeon?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Mark Robert Surgeon (FRN 582663) is an AR of AKFP Ltd (FRN 176477). When you use Mark Robert Surgeon's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Mark Robert Surgeon, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Mark Robert Surgeon’s phone number?
The FCA register lists the phone number 028 9260 3175 for Mark Robert Surgeon. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Mark Robert Surgeon a scam or clone?
Mark Robert Surgeon is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Mark Robert Surgeon?
Protection works through AKFP Ltd, the principal firm responsible for Mark Robert Surgeon's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Mark Robert Surgeon use any other names?
It trades as Surgeon Financial Planning.

Sources and links

The full report on Mark Robert Surgeon

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