Mary Ballard

Reference number: 1015878

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Introducer appointed representative

Mary Ballard can only introduce you to their principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Mary Ballard (FRN 1015878) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Mary Ballard.
  • Example: if Mary Ballard refers you to a financial adviser, the advice should come from the principal firm, not from Mary Ballard itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07376 142244

  • Address

    75 Glaramara Drive, Carlisle, Cumbria, CA2 6QW, United Kingdom

In the full report: 2 background checks

  • What kind of line 07376 142244 is
  • Who else gives the postcode CA2 6QW
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Ballard PR Agency Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Mary Ballard’s history from the FCA register and Companies House, newest first.

2024

15 June 2024

  • Became an introducer appointed representative
  • Began trading as "Ballard PR Agency"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Mary Ballard

Other firms of the same type (financial adviser), nearest first.

In Carlisle

Alke Capital Partners LimitedCarlisleAppointed representativeCMD Financial Solutions LtdCarlisleAppointed representativeDavid Malin Financial Advice LtdCarlisleAppointed representativeMatthew Slessor Wealth Management LimitedCarlisleAppointed representativeNadia EnverCarlisleAppointed representativeRachael Bell Wealth ManagementCarlisleAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Mary Ballard

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 2 events in its history

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Frequently asked questions about this firm

Is Mary Ballard FCA authorised?
Mary Ballard (FRN 1015878) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Mary Ballard?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Mary Ballard (FRN 1015878) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Mary Ballard. Example: if Mary Ballard refers you to a financial adviser, the advice should come from the principal firm, not from Mary Ballard itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Mary Ballard’s phone number?
The FCA register lists the phone number 07376 142244 for Mary Ballard. If you were given different contact details, use these to check with the firm before going any further.
Is Mary Ballard a scam or clone?
Mary Ballard is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Mary Ballard?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Mary Ballard's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Mary Ballard use any other names?
It trades as Ballard PR Agency.

Sources and links

The full report on Mary Ballard

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