MML UK Advisor LLP

Reference number: 929690

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When mmlcapital.com first appeared online, and whether it can receive email
  • What kind of line 020 7024 2200 is, and the other firm that gives it
  • Who else gives the postcode WC2H 9EA
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • MML Capital Trading name
  • MML Capital Partners Trading name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (3 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC393766
Company status
Active
Company type
Limited liability partnership
Incorporated
12 June 2014 (12 years old)
Registered office
Orion House, 5 Upper St. Martin's Lane, London, WC2H 9EA, England

Directors and company secretaries

Name Role Born Appointed Other companies
Balbinder Singh Johal LLP designated member Dec 1968 12 Jun 2014 12 other companies
Ian Scott Wallis LLP designated member Jul 1970 12 Jun 2014 30 other companies
Roderick Hilary Brooks LLP member Jan 1954 19 Oct 2016 25 other companies
Richard Daniel Mayers LLP member Aug 1975 1 Nov 2020 19 other companies
Luke Daniel Jones LLP member Jun 1977 1 Nov 2020 18 other companies
Robert Devonshire LLP member Dec 1983 1 Jan 2021 9 other companies
Andrew James Honan LLP member Apr 1979 6 Apr 2023 23 other companies
Karan Russell Darroch LLP member May 1977 1 Aug 2023 4 other companies
Sharand Pyar Maharaj LLP member Feb 1984 20 Nov 2023 20 other companies
Michael Anthony Reynolds LLP member Jun 1983 1 Jan 2025 8 other companies
CG IV CARLTON LTD Corporate LLP member Not published 9 Jan 2023 None
INVESTCORP CARLTON MH ACQUISITION LIMITED Corporate LLP member Not published 6 Apr 2023 None
MAHNA MAHNA LIMITED Corporate LLP member Not published 15 Oct 2024 None
RALDAZAR LIMITED Corporate LLP member Not published 15 Oct 2024 None

Other companies run by these 14 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
148
closed down
37
went insolvent
1

In the full report: all 148 companies, named

  • What each company does, and whether it is still trading
  • Which of these 14 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The one on the FCA register
  • The 14 companies these 14 directors run together
  • All 16 people who have ever been directors, with their dates
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Key dates in its history

MML UK Advisor’s history from the FCA register and Companies House, newest first.

Key events (9) All events (25)

2023

6 April 2023

  • Roderick Hilary Brooks stopped being a part-owner

Companies House

2020

16 October 2020

  • Regulated by the FCA from this date
  • Became authorised by the FCA

FCA register

2018

8 February 2018

  • Parag Himatlal Gandesha stopped being a part-owner

Companies House

2016

6 April 2016

  • Bal Johal became a part-owner (25–50% of shares)
  • Ian Scott Wallis became a part-owner (25–50% of shares)
  • Parag Himatlal Gandesha became a part-owner (25–50% of shares)
  • Roderick Hilary Brooks became a part-owner (25–50% of shares)

Companies House

2014

12 June 2014

  • Incorporated at Companies House

Companies House

In the full report: all 25 events

  • All 25 events in its history (9 shown here)
  • Every director appointment and resignation: 12
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Firms connected to MML UK Advisor

Other FCA-listed firms that share a director, phone number or address with MML UK Advisor. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share its phone number
1
share its postcode
4

In the full report: all 4 connected firms, named

  • How each is linked: the same phone number (1), the same postcode (4)
  • Who links each one: the named directors, with dates
  • 1 past link through former directors
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Firms like MML UK Advisor

Other firms of the same type (financial adviser), nearest first.

In London

Ernst & Young LLPLondonAuthorisedDemica Finance LimitedLondonAuthorisedBradesco Securities UK LimitedLondonAuthorisedAon Securities LimitedLondonAuthorisedJones Lang Lasalle Corporate Finance LimitedLondonAuthorisedQuantile Technologies LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on MML UK Advisor

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 148 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 25 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is MML UK Advisor LLP FCA authorised?
Yes, MML UK Advisor LLP (FRN 929690) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since October 2020 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is MML UK Advisor’s phone number and website?
The FCA register lists the phone number 020 7024 2200 and the website mmlcapital.com for MML UK Advisor. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is MML UK Advisor a scam or clone?
MML UK Advisor is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with MML UK Advisor?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about MML UK Advisor to the Financial Ombudsman Service, free of charge.
Who owns MML UK Advisor?
Companies House lists 2 people with significant control of MML UK Advisor: Mr Bal Johal (25–50% of surplus assets) and Mr Ian Scott Wallis (25–50% of surplus assets). Before that, it was controlled by Mr Parag Himatlal Gandesha and Mr Roderick Hilary Brooks.
Who runs MML UK Advisor?
Companies House lists 14 directors of MML UK Advisor: Balbinder Singh Johal, Ian Scott Wallis, Roderick Hilary Brooks, Richard Daniel Mayers, Luke Daniel Jones, Robert Devonshire and 8 more.
How long has MML UK Advisor been in business?
The company was formed on 12 June 2014, and has held its current FCA authorisation since October 2020.
Does MML UK Advisor use any other names?
It trades as MML Capital and MML Capital Partners.

Sources and links

The full report on MML UK Advisor LLP

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