Mohammad Naeem Khan

Reference number: 608290

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Appointed representative

Mohammad Naeem Khan does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

Connect IFA Ltd Reference number: 441505 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Mohammad Naeem Khan (FRN 608290) is an AR of Connect IFA Ltd (FRN 441505). When you use Mohammad Naeem Khan's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Mohammad Naeem Khan, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 3851 4855

  • Address

    351a Hornsey Road, London, N19 4HF, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 3851 4855 is
  • Who else gives the postcode N19 4HF
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Other names (4)

If you were contacted under any of these names, it is this firm.

  • Excel Finance Trading name
  • Excel Finance & Estates Trading name
  • Mohammed Naeem Kham Former name
  • Mohammed Naeem Khan Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Connect IFA Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Mohammad Naeem Khan’s history from the FCA register and Companies House, newest first.

2020

25 February 2020

  • Began trading as "Excel Finance"

FCA register

2019

19 June 2019

  • Changed its registered name from "Mohammed Naeem Khan"

FCA register

2013

24 October 2013

  • Changed its registered name from "Mohammed Naeem Kham"

FCA register

4 October 2013

  • Became an appointed representative
  • Began trading as "Excel Finance & Estates"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Mohammad Naeem Khan

Other firms of the same type (mortgage adviser or broker), nearest first.

In London

Purplebricks Mortgages LimitedLondonAppointed representativeDavid RounsfellLondonAppointed representativeEma Private Finance LimitedLondonAppointed representativeHarris ZubairLondonAppointed representativeHeather MaCaskillLondonAppointed representativeLawrence BolarinwaLondonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Mohammad Naeem Khan

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 5 events in its history

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Frequently asked questions about this firm

Is Mohammad Naeem Khan FCA authorised?
Mohammad Naeem Khan (FRN 608290) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Mohammad Naeem Khan?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Mohammad Naeem Khan (FRN 608290) is an AR of Connect IFA Ltd (FRN 441505). When you use Mohammad Naeem Khan's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Mohammad Naeem Khan, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Mohammad Naeem Khan’s phone number?
The FCA register lists the phone number 020 3851 4855 for Mohammad Naeem Khan. If you were given different contact details, use these to check with the firm before going any further.
Is Mohammad Naeem Khan a scam or clone?
Mohammad Naeem Khan is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Mohammad Naeem Khan?
Protection works through Connect IFA Ltd, the principal firm responsible for Mohammad Naeem Khan's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Mohammad Naeem Khan use any other names?
It trades as Excel Finance and Excel Finance & Estates. It has previously used 2 other names: Mohammed Naeem Kham and Mohammed Naeem Khan.

Sources and links

The full report on Mohammad Naeem Khan

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