MUFG Securities EMEA PLC

Reference number: 124512

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Scammers have impersonated this firm. The FCA has published 1 warning naming the fake phone numbers, emails and websites they used. See the warnings →

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When mufgemea.com first appeared online, and whether it can receive email
  • What kind of line 020 7577 1000 is, and the other firm that gives it
  • Who else gives the postcode EC2Y 9AJ
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Other names (6)

If you were contacted under any of these names, it is this firm.

  • MUFG Securities Trading name
  • Mitsubishi Finance International Ltd Former name
  • Mitsubishi Finance International Plc Former name
  • Mitsubishi Securities International Plc Former name
  • Mitsubishi UFJ Securities International plc Former name
  • Tokyo-Mitsubishi International Plc Former name

Warning

Scammers have impersonated this firm

Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.

Fake phone numbers (1)
  • 0081345790623
Fake websites (1)
  • mitsubishifinance.com
The FCA warning these came from

Scammers change these details often. Always check the live FCA warning.

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

FCA disciplinary action

FCA action

fine
1
in fines
£8.93m
most recent
February 2017
  • Fined £8.93m on 9 February 2017
    On 9 February 2017, the PRA issued a Final Notice to MUFG Securities EMEA plc (“MUS(EMEA)”), which imposed on MUS(EMEA), pursuant to section 206 of the Financial Services and Markets Act 2000, a financial penalty of £8,925,000 for failing to be open and cooperative with the PRA in relation to its knowledge of an enforcement action by the New York Department of Financial Services (“DFS”) into The Bank of Tokyo-Mitsubishi UFJ Limited, in breach of Fundamental Rule 7 of the PRA’s Rulebook.  A copy of the Final Notice can be found on the Bank of England website and can be accessed.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
01698498
Company status
Active
Company type
Public limited company
Incorporated
11 February 1983 (43 years old)
Registered office
Matches the FCA register address ✓
Nature of business
  • Security dealing on own account (SIC 64991)
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Eileen Joan Taylor Director Aug 1958 1 Apr 2019 None
Nicola Louise Le Clair Wickes Director Dec 1964 22 Apr 2020 2 other companies
Beatrice Chantal Devillon-Cohen Director Apr 1972 15 Nov 2021 None
Angela Doreen Crawford-Ingle Director Jan 1952 13 Nov 2023 None
Hidefumi Yamamura Director Aug 1970 31 May 2024 3 other companies
Nobuho Nanjo Director Nov 1971 1 Apr 2025 None
Christopher Alan Marks Director Jul 1971 7 Apr 2025 None
Tomoyuki Kamioka Director Jun 1970 5 Jun 2025 None
Yotaro Tai Director Feb 1975 1 Jul 2026 None
Jennifer Margaret Anne Oswald Director Mar 1979 1 Aug 2026 None
James William Morgan Secretary Not published 29 Jul 2025 –

Other companies run by these 10 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
5
still active
4
went insolvent
1

In the full report: all 5 companies, named

  • What each company does, and whether it is still trading
  • Which of these 10 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • All 94 people who have ever been directors, with their dates
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Key dates in its history

MUFG Securities EMEA’s history from the FCA register and Companies House, newest first.

Key events (14) All events (197)

2017

9 February 2017

  • Fined £8.93m by the PRA

FCA register

2016

1 July 2016

  • Changed its registered name from "Mitsubishi UFJ Securities International plc"

FCA register

6 April 2016

  • Mitsubishi Ufj Financial Group, Inc. took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date
  • Regulated by the Prudential Regulation Authority from this date

FCA register · Companies House

2012

19 June 2012

  • FCA warned the public about a scam impersonating this firm

FCA warning list

2005

12 October 2005

  • Changed its registered name from "Mitsubishi Securities International Plc"

FCA register

2004

6 July 2004

  • Changed its registered name from "Tokyo-Mitsubishi International Plc"

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1996

3 April 1996

  • Changed its registered name from "Mitsubishi Finance International Plc"

FCA register

1990

20 September 1990

  • Regulated by the Securities and Futures Authority from this date

FCA register

1989

3 August 1989

  • Changed its registered name from "Mitsubishi Finance International Ltd"

FCA register

1983

11 February 1983

  • Incorporated at Companies House

Companies House

In the full report: all 197 events

  • All 197 events in its history (14 shown here)
  • Every director appointment and resignation: 179
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Firms connected to MUFG Securities EMEA

Other FCA-listed firms that share a director, phone number or address with MUFG Securities EMEA. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share its phone number
1

In the full report: the connected firm, named

  • How it is linked: the same phone number (1)
  • Who links it to this firm: the named directors, with dates
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Firms like MUFG Securities EMEA

Other firms of the same type (financial adviser), nearest first.

In London

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Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on MUFG Securities EMEA

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 5 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 197 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is MUFG Securities EMEA PLC FCA authorised?
Yes, MUFG Securities EMEA PLC (FRN 124512) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is MUFG Securities EMEA’s phone number and website?
The FCA register lists the phone number 020 7577 1000 and the website mufgemea.com for MUFG Securities EMEA. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is MUFG Securities EMEA a scam or clone?
Scammers have impersonated MUFG Securities EMEA: the FCA has published a warning about fake versions of it, using contact details that are not the firm's. Only trust the details the FCA register gives for MUFG Securities EMEA, shown on this page.
Is my money safe with MUFG Securities EMEA?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about MUFG Securities EMEA to the Financial Ombudsman Service, free of charge.
Who owns MUFG Securities EMEA?
MUFG Securities EMEA is owned by Mitsubishi Ufj Financial Group, Inc., which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs MUFG Securities EMEA?
Companies House lists 10 directors of MUFG Securities EMEA: Eileen Joan Taylor, Nicola Louise Le Clair Wickes, Beatrice Chantal Devillon-Cohen, Angela Doreen Crawford-Ingle, Hidefumi Yamamura, Nobuho Nanjo and 4 more.
How long has MUFG Securities EMEA been in business?
The company was formed on 11 February 1983, and has held its current FCA authorisation since December 2001.
Has the FCA taken action against MUFG Securities EMEA?
Yes. The FCA register records 1 fine in 2017, £8.93m in total. The details are in the disciplinary section above, with links to the FCA's notices.
Does MUFG Securities EMEA use any other names?
It trades as MUFG Securities. It has previously used 5 other names, including Mitsubishi Finance International Ltd, Mitsubishi Finance International Plc and Mitsubishi Securities International Plc.

Sources and links

The full report on MUFG Securities EMEA PLC

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