NCM Fund Services Limited

Reference number: 183732

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When ncmfundservices.com first appeared online, and whether it can receive email
  • What kind of line 0131 603 7020 is, and the 3 other firms that give it
  • Who else gives the postcode EH2 3AH
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Other names (8)

If you were contacted under any of these names, it is this firm.

  • Dunwilco (512) Limited Former name
  • NCM Finance Limited Former name
  • Noble Corporate Management Limited Former name
  • Noble Group Limited Former name
  • Noble Partnership Limited Former name
  • NCM Finance Former trading name
  • Noble Partnership Former trading name
  • RM Capital Former trading name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (8 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
SC166074
Company status
Active
Company type
Private limited company
Incorporated
4 June 1996 (30 years old)
Registered office
Fourth Floor, 7, Castle Street, Edinburgh, EH2 3AH, Scotland
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Robert Henry Moffett Chaplin Director Apr 1963 6 Dec 1999 63 other companies
Kathleen Moir Mcleay Director Jun 1974 30 Apr 2009 24 other companies
Douglas Graham Director May 1974 5 Sep 2011 3 other companies
James Alistair Sullivan Director Dec 1971 1 Sep 2015 68 other companies
Kathleen Moir Mcleay Secretary Not published 30 Nov 2009 –

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
141
closed down
54
went insolvent
3

In the full report: all 141 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • The 3 that went into liquidation or administration
  • The 5 on the FCA register
  • The 11 companies these 4 directors run together
  • All 21 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 November 2020Full accountsAudited

Net assets

£1.19m

No earlier figure to compare

Cash at bank

£1.51m

No earlier figure to compare

Employees (average)

28

No earlier figure to compare

Owed within a year

£780k

No earlier figure to compare

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company SC166074. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

NCM Fund Services’s history from the FCA register and Companies House, newest first.

Key events (13) All events (60)

2016

6 April 2016

  • Chaplin Finance Limited took control (75–100% of shares)

Companies House

2014

19 May 2014

  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

5 December 2012

  • Changed its registered name from "NCM Finance Limited"

FCA register

2010

4 November 2010

  • FCA imposed a requirement (May control but not hold client money & Assets)

FCA register

2009

24 November 2009

  • Changed its registered name from "Noble Corporate Management Limited"

FCA register

2006

16 January 2006

  • Changed its registered name from "Noble Partnership Limited"

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1997

11 February 1997

  • Changed its registered name from "Dunwilco (512) Limited"

FCA register

1996

15 July 1996

  • Changed its registered name from "Noble Group Limited"

FCA register

4 June 1996

  • Incorporated at Companies House

Companies House

1901

1 January 1901

  • Regulated by the Investment Management Regulatory Organisation from this date

FCA register

In the full report: all 60 events

  • All 60 events in its history (13 shown here)
  • Every director appointment and resignation: 36
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Firms connected to NCM Fund Services

Other FCA-listed firms that share a director, phone number or address with NCM Fund Services. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
5
share a director
2
share its phone number
3

In the full report: all 5 connected firms, named

  • How each is linked: shared directors (2), the same phone number (3), the same postcode (4)
  • Who links each one: the named directors, with dates
  • 2 past links through former directors
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Firms like NCM Fund Services

Other firms of the same type (investment or fund manager), nearest first.

In Edinburgh

HBOS Investment Fund Managers LimitedEdinburghAuthorisedAegon Investments LimitedEdinburghAuthorisedScottish Widows Unit Trust Managers LimitedEdinburghAuthorisedabrdn Alternative Funds LimitedEdinburghAuthorisedBaillie Gifford & CoEdinburghAuthorisedBaillie Gifford & Co LimitedEdinburghAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on NCM Fund Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 141 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 60 events in its history
  • 5 connected firms, named, and who links them

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Frequently asked questions about this firm

Is NCM Fund Services Limited FCA authorised?
Yes, NCM Fund Services Limited (FRN 183732) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is NCM Fund Services’ phone number and website?
The FCA register lists the phone number 0131 603 7020 and the website ncmfundservices.com for NCM Fund Services. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 3 other FCA firms.
Is NCM Fund Services a scam or clone?
NCM Fund Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with NCM Fund Services?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about NCM Fund Services to the Financial Ombudsman Service, free of charge.
Who owns NCM Fund Services?
NCM Fund Services is owned by Chaplin Finance Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs NCM Fund Services?
Companies House lists 4 directors of NCM Fund Services: Robert Henry Moffett Chaplin, Kathleen Moir McLeay, Douglas Graham and James Alistair Sullivan.
How long has NCM Fund Services been in business?
The company was formed on 4 June 1996, and has held its current FCA authorisation since December 2001.
What do NCM Fund Services’ latest accounts show?
Its latest accounts, to 30 November 2020, show net assets of £1.19m (no earlier figure to compare) and cash at bank of £1.51m (no earlier figure to compare).
Does NCM Fund Services use any other names?
It has previously used 8 other names, including Dunwilco (512) Limited, NCM Finance Limited and Noble Corporate Management Limited.

Sources and links

The full report on NCM Fund Services Limited

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