Next Generation Home Improvements Limited

Limits on what they may do

• Limitation while Daryl Richard Brown is a Director - Part 1

  VOLUNTARY APPLICATION FOR IMPOSITION OF REQUIREMENTS _____________________________________________________________________ From: Next Generation Home Improvements Limited, FRN 813316, 25 Butterley Hill, Ripley, Derbyshire, DE5 3LT, United Kingdom To: The Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN Next Generation Home Improvements Limited (“the Firm” or “NGHIL”) applies under section 55L(5)(a)1 of the Financial Services and Markets Act 2000 (“FSMA”) for the Financial Conduct Authority (the “FCA”) to impose the following requirement(s) (the “Requirement(s)”) on the Part 4A permission of NGHIL as set out in the terms below. Schedule Following acceptance of a disqualification undertaking issued by the Secretary of State for Business, Energy and Industrial Strategy on 30 March 2020 by Daryl Richard Brown (“DRB”)(IRN:DRB01215), Director and SMF3 of NGHIL, and a further Order of the High Court of Justice (“Court Order”) made on 30 April 2020, NGHIL must take all reasonable steps to ensure that its Directors, and in particular DRB comply fully with the undertaking given to the Secretary of State and Order of the High Court attached as Annexe 1 and 2 respectively. The firm must immediately notify the FCA and provide a copy of any further Court Orders associated with DRB’s disqualification undertaking. The firm must ensure as far as is reasonably possible that DRB complies with the undertaking or any associated Court Orders. The firm must immediately notify the FCA if it suspects or otherwise becomes aware that any breach of the undertaking or associated Court Orders has occurred. The Requirements in this application are to take effect immediately on their acceptance by the FCA and notification of such to NGHIL by email. The Requirements will stay in effect until 20 April 2026 or earlier if DRB is no longer a director or controller of NGHIL. Name: Daryl Richard Brown Name: Lee Kenneth Goddard Signed: Signed: Position: Director Position: Director For and on behalf of Next Generation Home Improvements Limited Date: 19 July 2021

• Limitation while Daryl Richard Brown is a Director - Part 4

  1.6 No credit balance upon the Claimant's loan account with the Companies shall be repaid unless (a) the Claimant first ensures that the company in question procures from its accountants a certificate that all liabilities falling due within twelve months of the date of the repayment have been paid first, or (b) by way of a dividend within a members voluntary winding up (save that such loan account may be converted into share capital); 1.7 The Claimant shall not be granted nor accept any security over the assets of the Companies; 1.8 The Claimant shall ensure that prior to the declaration of any dividend or interim dividend by any of the Companies in his favour, the company in question will procure from its accountants a certificate in writing that the dividend is one that the Companies can declare and pay under the Companies Act 2006; 1.9 The Claimant shall take all reasonable steps to procure that the Companies file all annual returns, annual accounts, VAT returns, returns in respect of PAYE and NIC and Corporation Tax returns on or before their due dates for filing; 1.10 The Claimant shall take all reasonable steps to procure that Companies shall pay all sums due to HM Customs and Excise on or before their due dates for payment; 1.11 The fact that the Claimant is subject to a Disqualification Undertaking and the existence of this Order shall be expressly referred to in all published accounts of the Companies. 2 If at any time any condition set out in paragraph 1 above is not satisfied, the permission hereby granted shall immediately cease and shall not without further Order of the Court be capable of reinstatement unless an application is made to the Court to rectify, in which case leave will continue pending the outcome of any such application. 3 The Claimant shall pay the Defendant’s costs of this application, agreed in the sum of £1,090.20, such costs to be paid by 4pm on 13 May 2020. Service: The court has provided a sealed copy of this order to the solicitors for the serving party: Cartwright King Solicitors, 63 Temple Chambers, 3 Temple Avenue, London EC4Y 0HP

• Limitation while Daryl Richard Brown is a Director - Part 3

  Annexe 2 CLAIM NO: CR-2020-MAN-000394 IN THE HIGH COURT OF JUSTICE BUSINESS AND PROPERTY COURTS IN MANCHESTER INSOLVENCY AND COMPANIES LIST (CHD) IN THE MATTER OF MANGUARD ELECTRICAL SECURITY LIMITED (IN LIQUIDATION) AND IN THE MATTER OF THE COMPANY DIRECTORS DISQUALIFICATION ACT 1986 BEFORE DEPUTY DISTRICT JUDGE BRIGHTWELL BETWEEN: MR DARYL RICHARD BROWN -and- Claimant THE SECRETARY OF STATE FOR BUSINESS, ENERGY AND INDUSTRIAL STRATEGY Defendant ORDER UPON the Application by Part 8 Claim Form dated 3 April 2020 of Daryl Richard Brown pursuant to sections 1A and 17 of the Company Directors Disqualification Act 1986 (“CDDA”) AND UPON reading the evidence AND UPON the Court directing that there be a remote hearing in accordance with the Remote Hearings Protocol as a result of the current pandemic AND UPON hearing Miss Carly Sandbach of Counsel for the Claimant and Mr Richard Tetlow of Counsel for the Defendant via Skype for Business IT IS ORDERED that: 1 Notwithstanding the disqualification undertaking given by the Claimant and accepted on behalf of the Secretary of State for Business, Energy and Industrial Strategy on 30 March 2020, the Claimant does have permission to be and to remain a director of Ideal Alarms Limited (Ideal Alarms) (Company Number 05899239), Pemberton Security Limited (“Pemberton”) (Company Number 09298337) and Next Generation Home Improvements Limited (“Next Generation”) (Company Number 07443691) (collectively “the Companies”) on condition that: 1.1 The Claimant shall take all reasonable steps to procure that any telemarketing carried out by or behalf of the Companies (or any of them) will be done in the following way:- 1.1.1 Any calls made will be screened against the Telephone Preference Service register prior to calling; 1.2 The Claimant shall take all reasonable steps to procure that any telemarketing carried out by or behalf of the Companies (or any of them) will be done using data or permissions obtained in the following way:- 1.2.1 With the express permission of existing customers to be contacted; 1.2.2 Data to be purchased from third parties, the use of which contractually requires the permission of the consumers to have been obtained for the use of their data, and consumer data to be fully opted in; 1.2.3 An in-house suppression list to be maintained and all data to be screened against the same prior to any contact; 1.3 For the avoidance of doubt, the “telemarketing” referred to in paragraphs 1.1 and 1.2 above refers to so-called ‘cold-calling’, and does not include, or require the screening against the Telephone Preference System of calls to: 1.3.1 potential customers who have themselves contacted the company in question and/or their representatives to make enquiries of that company (and have expressly opted in to receive marketing contact); 1.3.2 potential and/or existing customers who have expressly opted in to receive marketing contact. 1.4 No agreement or contract on behalf of the Companies (or any of them) shall be signed, executed or given by fewer than two directors if the Claimant is a signatory and none of the Companies shall enter into any material contract or arrangement outside the ordinary course of its business without the permission of the Court; 1.5 The Companies shall each have at least two directors including the Claimant, such that if at any time the Claimant shall be the only director of the Companies (or any of them), he shall take all reasonable steps to ensure that another director is appointed forthwith.

• Limitation while Daryl Richard Brown is a Director - Part 2

  Annexe 1 Reference: INV5554077 UNDERT Warning: This is an important legal document. if you are in any doubt about signing it you should obtain legal or professional advice. COMPANY DIRECTORS DISQUALIFICATION ACT 1986 (‘the CDDA’) FORM OF DISQUALIFICATION UNDERTAKING RE; MANGUARD ELECTRICAL SECURITY LIMITED (In Creditors Voluntary Liquidation) I, Daryl Richard Brown of 30 Main Street, Stonnall, WALSALL, WS9 9DU hereby undertake to the Secretary of State for Business, Energy and Industrial Strategy on the basis set out in the schedule attached to this disqualification undertaking, that in accordance with section 1A of the CDDA I WILL NOT for a period of 6 years: (a) be a director of a company, act as receiver of a company’s property or in any way, whether directly or indirectly, be concerned or take part in the Promotion, formation or management of a company unless (in each case) I have the leave of the court, nor (b) act as an insolvency practitioner. The scope and effect of the disqualification undertaking that I hereby give has been explained to me in the information provided by the Insolvency Service with the notice dated 08 January 2020. In particular I understand that if I act in contravention of the above disqualification undertaking 1) I may be prosecuted for a criminal offence (Section 13 CDDA) and/or 2) I may be personally responsible for all the relevant debts of a company (Section 15 CDDA). I confirm that before signing this undertaking I have had the opportunity of obtaining legal or professional advice on its effect. Signed Daryl Richard Brown Date 30/03/2020 Accepted by Head/Deputy Head of Paralegal Team Date 30/03/2020 Note: The period of disqualification commences at the end of 21 days beginning with the day that the disqualification undertaking is accepted by the Secretary of State for Business, Energy and industrial Strategy,