Nomura Asset Management Europe KVG mbH

Reference number: 983936

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When nomura-asset.eu first appeared online, and whether it can receive email
  • What kind of line 020 7521 1052 is
  • Who else gives the postcode EC4R 3AB
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FCA permissions and consumer protection

  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (2 permissions)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • International firms – fund manager prudential top up requirement
    The Firm must comply with the obligations in MIFIDPRU and SUP 16.12 (Integrated Regulatory Reporting) as if the whole firm were a MIFIDPRU investment firm, subject to the modifications below. Modifications to definitions are modifications to definitions as they are used, directly or indirectly, in MIFIDPRU or SUP 16.12. 1. MIFIDPRU 2.1.1R(4) is modified as follows: a parent undertaking in the UK or the EEA that is a relevant financial undertaking in an investment firm group. 2. The following definitions are modified so that any reference to an undertaking that is incorporated in the UK or has its place of business in the UK includes an undertaking that is incorporated in the EEA or has its place of business in the EEA: a. GCT parent undertaking b. Investment firm group; c. UK parent investment holding company; d. UK parent mixed financial holding company; e. UK parent investment firm f. UK investment holding company; g. UK mixed financial holding company; and h. UK mixed-activity financial holding company. 3. The definition of “MIFIDPRU investment firm” includes the Firm and any other investment firm with its registered office or head office in the EEA, and which would be a MIFIDPRU investment firm if its registered office (or if it has no registered office, its head office) were in the UK. 4. All other rules and guidance in MIFIDPRU and SUP 16.12 must be interpreted so that any parent undertaking located in the EEA is treated as if it was located in the UK for the purposes of any obligation that pertains to groups, in a way that is consistent with the modifications in 2. and 3. 5. The Firm must ensure that any undertaking located in the EEA complies with any requirement in MIFIDPRU or SUP 16.12 that is expressed to be applicable to it as a result of the modifications in 1. to 4. 6. MIFIDPRU 7.2 (Internal governance), 7.2A (Risk management function) and 7.3 (Risk, remuneration and nomination committees) do not apply to the Firm. 7. The Firm is not required to submit FIN067 (Supplementary capital data for collective portfolio management investment firms).

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company name
NOMURA ASSET MANAGEMENT EUROPE KVG MBH-UK BRANCH
Company number
BR021004
Company status
Open
Company type
UK establishment of an overseas company
Incorporated
1 January 2019 (7 years old)
Registered office
Nomura One Angel Lane, London, EC4R 3AB

Key dates in its history

Nomura Asset Management Europe KVG mbH’s history from the FCA register and Companies House, newest first.

2023

6 November 2023

  • FCA recorded a standard requirement (Financial Promotions for own firm, ARs and other members of the group)

FCA register

11 July 2023

  • Regulated by the FCA from this date
  • FCA imposed a requirement (International firms – fund manager prudential top up requirement)
  • Became authorised by the FCA
  • FCA recorded a standard requirement (International firms – MiFID & MiFIR)

FCA register

2019

1 January 2019

  • Incorporated at Companies House

Companies House

Director appointments and resignations, and trading names, appear under All events.

Get the full report on Nomura Asset Management Europe KVG mbH

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  • 3 background checks on its contact details
  • All 6 events in its history

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Frequently asked questions about this firm

Is Nomura Asset Management Europe KVG mbH FCA authorised?
Yes, Nomura Asset Management Europe KVG mbH (FRN 983936) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since July 2023. The FCA has placed no limits on its permissions.
What is Nomura Asset Management Europe KVG mbH’s phone number and website?
The FCA register lists the phone number 020 7521 1052 and the website nomura-asset.eu/english for Nomura Asset Management Europe KVG mbH. If you were given different contact details, use these to check with the firm before going any further.
Is Nomura Asset Management Europe KVG mbH a scam or clone?
Nomura Asset Management Europe KVG mbH is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Nomura Asset Management Europe KVG mbH?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Nomura Asset Management Europe KVG mbH to the Financial Ombudsman Service, free of charge.
How long has Nomura Asset Management Europe KVG mbH been in business?
The company was formed on 1 January 2019. Companies House now lists it as open.

Sources and links

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