North Riding Financial Services Limited: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 10 years
Your funds are protected by FSCS
No FCA actions
Active company since 2015
Accounts filed up to 31 March 2026

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

No website on the FCA register
Phone number

01609 777747
Address

61 High Street, Northallerton, North Yorkshire, DL7 8EG, United Kingdom

In the full report: 2 background checks

What kind of line 01609 777747 is
Who else gives the postcode DL7 8EG

Other names (1)

If you were contacted under any of these names, it is this firm.

North Riding Wealth Trading name: A name it trades under now.

FCA permissions and consumer protection

Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Advise on or arrange mortgages FSCS may apply
Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
Lend or arrange credit No FSCS cover
Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (13 permissions)

Acting as a CBTL advisor
Acting as a CBTL arranger
Advising on investments (except on Pension Transfers and Pension Opt Outs)
Advising on P2P agreements
Advising on Pension Transfers and Pension Opt Outs
Advising on regulated mortgage contracts
Arranging (bringing about) deals in investments
Arranging (bringing about) regulated mortgage contracts
Credit Broking
Debt-counselling
Making arrangements with a view to regulated mortgage contracts
Making arrangements with a view to transactions in investments
Providing Credit Information Services

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: 09633091 (opens Companies House in a new tab)
Company status: Active
Company type: Private limited company
Incorporated: 10 June 2015 (11 years old)
Registered office: 61 High Street, Northallerton, North Yorkshire, DL7 8EG, United Kingdom
Nature of business: Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Florence Evelyn Elizabeth Walker	Director	Dec 1968	10 Jun 2015	1 other company
Mark Richard Walker	Director	Jun 1968	10 Jun 2015	1 other company

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 2
still active: 2

In the full report: all 2 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration

Filed accounts and finances

Year to 31 March 2026Micro-entity accountsNot audited

Net assets

£78.3k

+55% from £50.3k

Employees (average)

3

+50% from 2

Owed within a year

£16.1k

−43% from £28.3k

Assets and liabilities

In the full report: all 7 years of accounts

Every year from 2020 to 2026
The chart, over every year
Every filed figure, year by year

About these figures

Turnover: Money taken from sales in the year, before any costs.
Profit before tax: What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity: Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities: Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank: Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year: Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 09633091. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

North Riding Financial Services’s history from the FCA register and Companies House, newest first.

Key events (5) All events (10)

2016

6 April 2016

Florence Evelyn Elizabeth Walker became a part-owner (25–50% of shares)
Mark Richard Walker became the majority owner (50–75% of shares)

Companies House

4 January 2016

Regulated by the FCA from this date
Became authorised by the FCA

FCA register

2015

10 June 2015

Incorporated at Companies House

Companies House

In the full report: all 10 events

All 10 events in its history (5 shown here)
Every director appointment and resignation: 2

Firms connected to North Riding Financial Services

Other FCA-listed firms that share a director, phone number or address with North Riding Financial Services. A link shows who the firm is tied to, not whether either can be trusted.

connected firms: 2
share its postcode: 2

In the full report: all 2 connected firms, named

How each is linked: the same postcode (2)
Who links each one: the named directors, with dates

Firms like North Riding Financial Services

Other firms of the same type (financial adviser), nearest first.

In Northallerton

Diana Atkinson LimitedNorthallertonAuthorised The Ethical Partnership LimitedNorthallertonAuthorised Nestbox Financial Planning LtdNorthallertonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on North Riding Financial Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

2 other companies its directors have run, named
2 background checks on its contact details
7 years of accounts, charted
All 10 events in its history
2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is North Riding Financial Services Limited FCA authorised?

Yes, North Riding Financial Services Limited (FRN 711046) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2016 and works as a financial adviser. The FCA has placed no limits on its permissions.

What is North Riding Financial Services’ phone number?

The FCA register lists the phone number 01609 777747 for North Riding Financial Services. If you were given different contact details, use these to check with the firm before going any further.

Is North Riding Financial Services a scam or clone?

North Riding Financial Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with North Riding Financial Services?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about North Riding Financial Services to the Financial Ombudsman Service, free of charge.

Who owns North Riding Financial Services?

Companies House lists 2 people with significant control of North Riding Financial Services: Mr Mark Richard Walker (50–75% of shares) and Mrs Florence Evelyn Elizabeth Walker (25–50% of shares).

Who runs North Riding Financial Services?

Companies House lists 2 directors of North Riding Financial Services: Florence Evelyn Elizabeth Walker and Mark Richard Walker.

How long has North Riding Financial Services been in business?

The company was formed on 10 June 2015, and has held its current FCA authorisation since January 2016.

What do North Riding Financial Services’ latest accounts show?

Its latest accounts, to 31 March 2026, show net assets of £78.3k (+55% from £50.3k).

Does North Riding Financial Services use any other names?

It trades as North Riding Wealth.