Northern Trust Securities LLP
Reference number: 465131
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
50 Bank Street, London, E14 5NT, United Kingdom
In the full report: 3 background checks
- When northerntrust.com first appeared online, and whether it can receive email
- What kind of line 020 7982 2000 is, and the 4 other firms that give it
- Who else gives the postcode E14 5NT
Other names (2)
If you were contacted under any of these names, it is this firm.
- Northern Trust Capital Markets Trading name: A name it trades under now.
- Aviate Global LLP Former name: A name it was registered under before.
FCA permissions and consumer protection
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC324323 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 30 November 2006 (19 years old)
- Registered office
- 50 Bank Street, London, E14 5NT, United Kingdom
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| NORTHERN TRUST EQUITIES LIMITED | Corporate LLP designated member | Not published | 27 Apr 2016 | 1 other company |
| THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION | Corporate LLP designated member | Not published | 29 Sep 2016 | None |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other company
- 1
- closed down
- 1
In the full report: all 1 company, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- All 26 people who have ever been directors, with their dates
Key dates in its history
Northern Trust Securities’s history from the FCA register and Companies House, newest first.
2016
4 May 2016
- Changed its registered name from "Aviate Global LLP"
FCA register
1 May 2016
- Northern Trust Corporation took control (75–100% of votes)
- Northern Trust Equities Limited gained 25–50% of the votes
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2007
25 June 2007
- Regulated by the Financial Services Authority from this date
- FCA imposed a requirement (May control but not hold client money.)
- Became authorised by the FCA
FCA register
2006
30 November 2006
- Incorporated at Companies House
Companies House
In the full report: all 55 events
- All 55 events in its history (8 shown here)
- Every director appointment and resignation: 44
Firms connected to Northern Trust Securities
Other FCA-listed firms that share a director, phone number or address with Northern Trust Securities. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 4
- share its phone number
- 4
- share its postcode
- 4
In the full report: all 4 connected firms, named
- How each is linked: the same phone number (4), the same postcode (4)
- Who links each one: the named directors, with dates
Firms like Northern Trust Securities
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Northern Trust Securities
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 1 other company its directors have run, named
- 3 background checks on its contact details
- All 55 events in its history
- 4 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk