Northleaf Capital Partners (UK) Limited

Reference number: 511152

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When northleafcapital.com first appeared online, and whether it can receive email
  • What kind of line 020 7321 5750 is
  • Who else gives the postcode W1S 4FF
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
21 August 2009 (17 years old)
Registered office
48 Dover Street, 4th Floor, London, W1S 4FF, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Michael Flood Director Nov 1968 24 Aug 2009 1 other company
David Ross Director Jan 1979 16 Jan 2017 8 other companies
Roderick John Gadsby Director May 1969 1 Dec 2019 40 other companies

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
42
closed down
11
is FCA-registered
1

In the full report: all 42 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • The 6 companies these 3 directors run together
  • All 7 people who have ever been directors, with their dates
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Key dates in its history

Northleaf Capital Partners (UK)’s history from the FCA register and Companies House, newest first.

2026

1 July 2026

  • Jeffrey Edward Pentland no longer has significant control
  • Michael William Flood no longer has significant control
  • Stuart Douglas Waugh no longer has significant control

Companies House

2018

4 April 2018

  • Jeffrey Edward Pentland gained significant control
  • Michael William Flood gained significant control
  • Stuart Douglas Waugh gained significant control

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2010

1 April 2010

  • Became authorised by the FCA

FCA register

30 March 2010

  • Regulated by the Financial Services Authority from this date

FCA register

2009

21 August 2009

  • Incorporated at Companies House

Companies House

In the full report: all 24 events

  • All 24 events in its history (10 shown here)
  • Every director appointment and resignation: 11
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Firms connected to Northleaf Capital Partners (UK)

Other FCA-listed firms that share a director, phone number or address with Northleaf Capital Partners (UK). A link shows who the firm is tied to, not whether either can be trusted.

connected firms
3
share its postcode
3
past link
1

In the full report: all 3 connected firms, named

  • How each is linked: the same postcode (3)
  • Who links each one: the named directors, with dates
  • 1 past link through former directors
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Firms like Northleaf Capital Partners (UK)

Other firms of the same type (financial adviser), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Northleaf Capital Partners (UK)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 42 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 24 events in its history
  • 3 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Northleaf Capital Partners (UK) Limited FCA authorised?
Yes, Northleaf Capital Partners (UK) Limited (FRN 511152) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since April 2010 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Northleaf Capital Partners (UK)’s phone number and website?
The FCA register lists the phone number 020 7321 5750 and the website northleafcapital.com for Northleaf Capital Partners (UK). If you were given different contact details, use these to check with the firm before going any further.
Is Northleaf Capital Partners (UK) a scam or clone?
Northleaf Capital Partners (UK) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Northleaf Capital Partners (UK)?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Northleaf Capital Partners (UK) to the Financial Ombudsman Service, free of charge.
Who owns Northleaf Capital Partners (UK)?
Companies House lists no one with significant control of Northleaf Capital Partners (UK) now. Before that, it was controlled by Mr Jeffrey Edward Pentland, Mr Michael William Flood and Stuart Douglas Waugh.
Who runs Northleaf Capital Partners (UK)?
Companies House lists 3 directors of Northleaf Capital Partners (UK): Michael Flood, David Ross and Roderick John Gadsby.
How long has Northleaf Capital Partners (UK) been in business?
The company was formed on 21 August 2009, and has held its current FCA authorisation since April 2010.

Sources and links

The full report on Northleaf Capital Partners (UK) Limited

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