Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
48 Dover Street, London, Westminster, W1S 4FF, United Kingdom
In the full report: 3 background checks
- When northleafcapital.com first appeared online, and whether it can receive email
- What kind of line 020 7321 5750 is
- Who else gives the postcode W1S 4FF
FCA permissions and consumer protection
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Making arrangements with a view to transactions in investments
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 06997960 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 21 August 2009 (17 years old)
- Registered office
- 48 Dover Street, 4th Floor, London, W1S 4FF, England
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Michael Flood | Director | Nov 1968 | 24 Aug 2009 | 1 other company |
| David Ross | Director | Jan 1979 | 16 Jan 2017 | 8 other companies |
| Roderick John Gadsby | Director | May 1969 | 1 Dec 2019 | 40 other companies |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 42
- closed down
- 11
- is FCA-registered
- 1
In the full report: all 42 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- The one on the FCA register
- The 6 companies these 3 directors run together
- All 7 people who have ever been directors, with their dates
Key dates in its history
Northleaf Capital Partners (UK)’s history from the FCA register and Companies House, newest first.
2026
1 July 2026
- Jeffrey Edward Pentland no longer has significant control
- Michael William Flood no longer has significant control
- Stuart Douglas Waugh no longer has significant control
Companies House
2018
4 April 2018
- Jeffrey Edward Pentland gained significant control
- Michael William Flood gained significant control
- Stuart Douglas Waugh gained significant control
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2010
1 April 2010
- Became authorised by the FCA
FCA register
30 March 2010
- Regulated by the Financial Services Authority from this date
FCA register
2009
21 August 2009
- Incorporated at Companies House
Companies House
In the full report: all 24 events
- All 24 events in its history (10 shown here)
- Every director appointment and resignation: 11
Firms connected to Northleaf Capital Partners (UK)
Other FCA-listed firms that share a director, phone number or address with Northleaf Capital Partners (UK). A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share its postcode
- 3
- past link
- 1
In the full report: all 3 connected firms, named
- How each is linked: the same postcode (3)
- Who links each one: the named directors, with dates
- 1 past link through former directors
Firms like Northleaf Capital Partners (UK)
Other firms of the same type (financial adviser), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Northleaf Capital Partners (UK)
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 42 other companies its directors have run, named
- 3 background checks on its contact details
- All 24 events in its history
- 3 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk