Novum Investment Management Limited

Reference number: 1045291

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When novum-im.com first appeared online, and whether it can receive email
  • What kind of line 020 4583 3789 is
  • Who else gives the postcode SW1V 1LW
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Doris Trading name

FCA permissions and consumer protection

  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (2 permissions)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • Order Transmission Restriction
    Novum Investment Management Limited may only transmit orders from clients to businesses which are authorised and regulated by the Financial Conduct Authority.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
14537642
Company status
Active
Company type
Private limited company
Incorporated
13 December 2022 (3 years old)
Registered office
Wsm, Connect House 133-137 Alexandra Road, Wimbledon, London, SW19 7JY, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Masroor Ahmad Director Nov 1969 13 Dec 2022 3 other companies
Mark Davies Director Sep 1979 13 Dec 2022 None
Jason Nicholas Wood Director Feb 1969 24 Feb 2023 5 other companies

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
8
closed down
4
is FCA-registered
1

In the full report: all 8 companies, named

  • What each company does, and whether it is still trading
  • Which of these 3 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
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Filed accounts and finances

Year to 31 December 2025Full accountsNot audited

Net assets

£7.26m

Up £8.94m from −£1.69m

Cash at bank

£9.91m

Up £9.86m from £54.6k

Owed within a year

£113k

−2.5% from £116k

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 14537642. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Novum Investment Management’s history from the FCA register and Companies House, newest first.

Key events (10) All events (16)

2026

28 April 2026

  • Regulated by the FCA from this date
  • FCA imposed a requirement (Order Transmission Restriction)
  • Became authorised by the FCA

FCA register

2025

25 November 2025

  • Jason Nicholas Wood stopped being a part-owner
  • Mark Davies stopped being a part-owner
  • Masroor Ahmad stopped being a part-owner

Companies House

2023

23 February 2023

  • Jason Nicholas Wood became a part-owner (25–50% of shares)

Companies House

2022

13 December 2022

  • Incorporated at Companies House
  • Mark Davies became a part-owner (25–50% of shares)
  • Masroor Ahmad became a part-owner (25–50% of shares)

Companies House

In the full report: all 16 events

  • All 16 events in its history (10 shown here)
  • Every director appointment and resignation: 3
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Firms connected to Novum Investment Management

Other FCA-listed firms that share a director, phone number or address with Novum Investment Management. A link shows who the firm is tied to, not whether either can be trusted.

past link
1

In the full report: all 0 connected firms, named

  • 1 past link through former directors
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Get the full report on Novum Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 8 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 16 events in its history

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Frequently asked questions about this firm

Is Novum Investment Management Limited FCA authorised?
Yes, Novum Investment Management Limited (FRN 1045291) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since April 2026. The FCA has placed a limit on what it may do.
What is Novum Investment Management’s phone number and website?
The FCA register lists the phone number 020 4583 3789 and the website novum-im.com for Novum Investment Management. If you were given different contact details, use these to check with the firm before going any further.
Is Novum Investment Management a scam or clone?
Novum Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Novum Investment Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Novum Investment Management to the Financial Ombudsman Service, free of charge.
Who owns Novum Investment Management?
Companies House lists no one with significant control of Novum Investment Management now. Before that, it was controlled by Mr Jason Nicholas Wood, Mr Mark Davies and Mr Masroor Ahmad.
Who runs Novum Investment Management?
Companies House lists 3 directors of Novum Investment Management: Masroor Ahmad, Mark Davies and Jason Nicholas Wood.
How long has Novum Investment Management been in business?
The company was formed on 13 December 2022, and has held its current FCA authorisation since April 2026.
What do Novum Investment Management’s latest accounts show?
Its latest accounts, to 31 December 2025, show net assets of £7.26m (up £8.94m from −£1.69m) and cash at bank of £9.91m (up £9.86m from £54.6k).
Does Novum Investment Management use any other names?
It trades as Doris.

Sources and links

The full report on Novum Investment Management Limited

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