No longer an appointed representative
This firm is still listed on the FCA register, but the record is closed. Cover on business done while it was authorised generally still applies, and it cannot take on new regulated business. Registration ended 17 February 2023.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Last known phone number
01423 369362
Also given by a firm that is no longer authorised. Check you are dealing with the firm on this page.
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Last known address
2 Grove Park Court, Harrogate, North Yorkshire, HG1 4DP, United Kingdom
In the full report: 2 background checks, 1 thing worth a closer look
- What kind of line 01423 369362 is, and the 43 other firms that give it
- Whether HG1 4DP is a shared office: 37 other firms give it
Other names (1)
If you were contacted under any of these names, it is this firm.
- Prism Wealth Management Trading name: A name it trades under now.
Past FCA permissions and consumer protection
- The record is closedCover you already have generally survives the cancellation: FSCS exists for firms that have failed, and the Financial Ombudsman Service can look at a complaint about a firm that has stopped trading, as long as the business was done while it was authorised. New business with this firm has no cover at all, because it is no longer permitted to carry it out.
FCA disciplinary action and complaints
No FCA disciplinary action. The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 14655102 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 10 February 2023 (3 years old)
- Registered office
- Grenville House, 4 Grenville Avenue, Broxbourne, EN10 7DH, England
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Alun Roy Davies | Director | May 1977 | 9 Jun 2023 | 5 other companies |
| Maxine Davies | Director | May 1972 | 9 Jun 2023 | 1 other company |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 5
- closed down
- 5
- run together
- 1
In the full report: all 5 companies, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 1 company these 2 directors run together
- All 3 people who have ever been directors, with their dates
Filed accounts and finances
Net assets
£37.5k
−51% from £76.5k
Employees (average)
4
Same as 4
Owed within a year
£82.2k
+210% from £26.5k
Assets and liabilities
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 14655102. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
This firm’s history from the FCA register and Companies House, newest first.
2023
9 June 2023
- Alun Roy Davies became the majority owner (50–75% of shares)
- Henry Duncan Read gave up control
- Maxine Davies became a part-owner (25–50% of shares)
Companies House
17 February 2023
- Stopped being an appointed representative
FCA register
10 February 2023
- Incorporated at Companies House
- Henry Duncan Read took control (75–100% of shares)
Companies House
In the full report: all 11 events
- All 11 events in its history (6 shown here)
- Every director appointment and resignation: 4
Connected firms
Other FCA-listed firms that share a director, phone number or address with this firm. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 12
- share its phone number
- 12
- share its postcode
- 12
In the full report: all 12 connected firms, named
- How each is linked: the same phone number (12), the same postcode (12)
- Who links each one: the named directors, with dates
Similar firms
Other firms of the same type (financial adviser), nearest first.
In Harrogate
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on this firm
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 5 other companies its directors have run, named
- 2 background checks on its contact details, 1 flagged
- All 11 events in its history
- 12 connected firms, named, and who links them
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Frequently asked questions about this firm
Is Oculus Wealth Management (Bishop's Stortford) Limited FCA authorised?
Is Oculus Wealth Management (Bishop's Stortford) a scam or clone?
Is my money safe with Oculus Wealth Management (Bishop's Stortford)?
Who owns Oculus Wealth Management (Bishop's Stortford)?
Who runs Oculus Wealth Management (Bishop's Stortford)?
How long has Oculus Wealth Management (Bishop's Stortford) been in business?
What do Oculus Wealth Management (Bishop's Stortford)’s latest accounts show?
Does Oculus Wealth Management (Bishop's Stortford) use any other names?
Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Report a scam to the FCA fca.org.uk