Peak Rock Capital Europe LLP
Reference number: 821278
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 8 years
- Protected through the principal
- No FCA actions
- Active company since 2018
- 1 thing worth a closer look in the background checks
Responsible principal firm
Sapia Partners LLP Reference number: 550103 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Peak Rock Capital Europe LLP (FRN 821278) is an AR of Sapia Partners LLP (FRN 550103). When you use Peak Rock Capital Europe's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Peak Rock Capital Europe, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
11 Bressenden Place (Nova North), London, SW1E 5BY, United Kingdom
In the full report: 3 background checks, 1 thing worth a closer look
- When peakrockcapital.com first appeared online, and whether it can receive email
- What kind of line 020 3915 8500 is
- Whether SW1E 5BY is a shared office: 26 other firms give it
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Sapia Partners LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC423651 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 3 August 2018 (8 years old)
- Registered office
- Nova North, 11 Bressenden Place, London, SW1E 5BY, United Kingdom
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Alexander Charles Dabbous | LLP designated member | Dec 1977 | 6 Apr 2020 | 5 other companies |
| PEAK ROCK CAPITAL ADVISERS LLC | Corporate LLP designated member | Not published | 3 Aug 2018 | None |
| PEAK ROCK CAPITAL EUROPE LLC | Corporate LLP designated member | Not published | 27 Mar 2024 | None |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 5
- still active
- 5
In the full report: all 5 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- All 6 people who have ever been directors, with their dates
Key dates in its history
Peak Rock Capital Europe’s history from the FCA register and Companies House, newest first.
2018
20 September 2018
- Became an appointed representative
FCA register
3 August 2018
- Incorporated at Companies House
- Alexander Charles Dabbous gained significant control
Companies House
In the full report: all 8 events
- All 8 events in its history (3 shown here)
- Every director appointment and resignation: 5
Firms like Peak Rock Capital Europe
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Peak Rock Capital Europe
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 5 other companies its directors have run, named
- 3 background checks on its contact details, 1 flagged
- All 8 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk